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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFL icon
476
SFL Corp
SFL
$1.62B
$189K 0.02%
22,531
-4,215
-16% -$31.9K
F icon
477
Ford
F
$61.5B
$162K 0.01%
11,451
-19,094
-63% -$260K
JQC icon
478
Nuveen Credit Strategies Income Fund
JQC
$707M
$145K 0.01%
22,082
+11,041
+100% +$72K
TDAY
479
USA Today Co
TDAY
$1.29B
$141K 0.01%
21,069
-382
-2% -$2.25K
LEO
480
BNY Mellon Strategic Municipals
LEO
$387M
$135K 0.01%
15,500
– –
OYST
481
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$119K 0.01%
10,000
– –
INO icon
482
Inovio Pharmaceuticals
INO
$85.6M
$115K 0.01%
1,333
-17
-1% -$1.71K
KZR
483
DELISTED
Kezar Life Sciences
KZR
$109K 0.01%
1,259
– –
GSEV
484
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$99K 0.01%
+10,000
New +$98.6K
XOS icon
485
Xos
XOS
$27.3M
$93K 0.01%
+667
New +$169K
KEEL
486
Keel Infrastructure Corp
KEEL
$1.98B
$89K 0.01%
+20,845
New +$102K
SQQQ icon
487
ProShares UltraPro Short QQQ
SQQQ
$2.25B
$87K 0.01%
+80
New +$80.9K
PSCE icon
488
Invesco S&P SmallCap Energy ETF
PSCE
$94.3M
$84K 0.01%
2,200
– –
NSL
489
DELISTED
NUVEEN SENIOR INCM FD
NSL
$82K 0.01%
14,100
– –
RIG icon
490
Transocean
RIG
$5.47B
$76K 0.01%
20,064
+2,285
+13% +$8.31K
ATHX
491
DELISTED
Athersys, Inc. Common Stock
ATHX
$27K ﹤0.01%
800
– –
ADVM
492
DELISTED
Adverum Biotechnologies
ADVM
$22K ﹤0.01%
1,000
– –
BTWN
493
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$21K ﹤0.01%
+18,433
New +$182K
ABEV icon
494
Ambev
ABEV
$47.7B
– –
-44,911
Closed -$154K
AES icon
495
AES
AES
$10.6B
– –
-29,173
Closed -$761K
ARKG icon
496
ARK Genomic Revolution ETF
ARKG
$1.53B
– –
-2,906
Closed -$269K
ARKQ icon
497
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.83B
– –
-2,547
Closed -$220K
BIP icon
498
Brookfield Infrastructure Partners
BIP
$19.5B
– –
-8,588
Closed -$318K
BLV icon
499
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-16,213
Closed -$1.67M
BYND icon
500
Beyond Meat
BYND
$275M
– –
-3,785
Closed -$596K
17 18 19
20
21

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.