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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.08B
AUM Growth
+$73.4M
Cap. Flow
+$6.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
27.88%
Holding
535
New
44
Increased
168
Reduced
219
Closed
67

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.47M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.89M
3
SLB icon
SLB Ltd
SLB
+$3.7M
4
BKR icon
Baker Hughes
BKR
+$3.66M
5
FCX icon
Freeport-McMoran
FCX
+$3.63M

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$4.77M
2
SHOP icon
Shopify
SHOP
+$4.71M
3
HPQ icon
HP
HPQ
+$3.74M
4
WHR icon
Whirlpool
WHR
+$3.53M
5
DVN icon
Devon Energy
DVN
+$3.19M

Sector Composition

Rank Sector Weight
1 Technology 15.99%
2 Consumer Discretionary 5.03%
3 Financials 4.71%
4 Industrials 4.69%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNX icon
476
CNX Resources
CNX
$4.77B
– –
-22,117
Closed -$325K
DAL icon
477
Delta Air Lines
DAL
$57B
– –
-10,131
Closed -$489K
DIA icon
478
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
– –
-2,400
Closed -$864K
DMXF icon
479
iShares ESG Advanced MSCI EAFE ETF
DMXF
$981M
– –
-3,390
Closed -$220K
DSI icon
480
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
– –
-3,853
Closed -$294K
DVN icon
481
Devon Energy
DVN
$49.8B
– –
-146,190
Closed -$3.19M
EBAY icon
482
eBay
EBAY
$50.3B
– –
-44,113
Closed -$2.7M
EFAV icon
483
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.26B
– –
-7,107
Closed -$519K
EMD
484
Western Asset Emerging Markets Debt Fund
EMD
$614M
– –
-28,693
Closed -$379K
ESGD icon
485
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
– –
-3,324
Closed -$252K
ESML icon
486
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
– –
-7,104
Closed -$274K
FTF
487
Franklin Limited Duration Income Trust
FTF
$233M
– –
-20,834
Closed -$191K
GASS icon
488
StealthGas
GASS
$329M
– –
-14,538
Closed -$41K
GGB icon
489
Gerdau
GGB
$9.48B
– –
-18,790
Closed -$80K
GLW icon
490
Corning
GLW
$123B
– –
-109,545
Closed -$4.77M
GWW icon
491
W.W. Grainger
GWW
$66B
– –
-2,696
Closed -$1.08M
HIG icon
492
Hartford Financial Services
HIG
$38.4B
– –
-4,297
Closed -$287K
HPQ icon
493
HP
HPQ
$24.3B
– –
-117,668
Closed -$3.74M
IGLB icon
494
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.64B
– –
-5,275
Closed -$352K
IVZ icon
495
Invesco
IVZ
$13.3B
– –
-24,131
Closed -$609K
IYJ icon
496
iShares US Industrials ETF
IYJ
$2B
– –
-2,136
Closed -$226K
JRI icon
497
Nuveen Real Asset Income & Growth Fund
JRI
$354M
– –
-21,021
Closed -$309K
JSMD icon
498
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.07B
– –
-3,099
Closed -$208K
MAR icon
499
Marriott International
MAR
$101B
– –
-4,088
Closed -$605K
MFA
500
MFA Financial
MFA
$927M
– –
-7,381
Closed -$120K
18 19
20
21 22

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NWAM LLC's Q2 2021 Portfolio in Review

As of Q2 2021, NWAM LLC held 535 positions worth $1.08B, up 7.3% from $1B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q2 2021 filing shows 44 new, 168 increased, 219 reduced and 67 closed positions. Its largest new stake was VanEck Oil Services ETF: 18,602 shares worth $4.07M. The largest sale was Corning, an estimated $4.77M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Financials.

  • NWAM LLC's largest Q2 2021 buy was VanEck Oil Services ETF: 18,602 shares worth $4.07M.
  • NWAM LLC added most to iShares 0-5 Year TIPS Bond ETF in Q2 2021, an estimated $5.47M increase.
  • NWAM LLC's biggest Q2 2021 reduction was Shopify, cutting an estimated $4.71M.
  • NWAM LLC fully exited Corning in Q2 2021, selling an estimated $4.77M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.08B portfolio in Q2 2021.
  • NWAM LLC opened 44 new positions and closed 67 in Q2 2021.
  • NWAM LLC's portfolio value rose 7.3% quarter-over-quarter to $1.08B.

Based on NWAM LLC's 13F filing for Q2 2021, filed 4 Aug 2021.