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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
476
MFA Financial
MFA
$932M
$120K 0.01%
7,381
-2,688
-27% -$42.8K
HAACU
477
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$108K 0.01%
+10,000
New +$124K
ENBL
478
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$106K 0.01%
16,375
-53,525
-77% -$333K
ADVM
479
DELISTED
Adverum Biotechnologies
ADVM
$99K 0.01%
1,000
– –
SBS icon
480
Sabesp
SBS
$18.4B
$99K 0.01%
69,768
-105,837
-60% -$152K
OACB
481
DELISTED
Oaktree Acquisition Corp. II
OACB
$99K 0.01%
+10,000
New +$105K
GGB icon
482
Gerdau
GGB
$9.54B
$80K 0.01%
18,790
-25,687
-58% -$97.3K
MMT
483
Aberdeen Multi-Market Income Fund
MMT
$237M
$80K 0.01%
12,400
-28,716
-70% -$179K
KZR
484
DELISTED
Kezar Life Sciences
KZR
$75K 0.01%
1,259
– –
PSCE icon
485
Invesco S&P SmallCap Energy ETF
PSCE
$94M
$73K 0.01%
+2,320
New +$69.9K
NSL
486
DELISTED
NUVEEN SENIOR INCM FD
NSL
$59K 0.01%
+10,600
New +$58.1K
RIG icon
487
Transocean
RIG
$5.48B
$56K 0.01%
15,890
-290
-2% -$1.01K
GASS icon
488
StealthGas
GASS
$326M
$41K ﹤0.01%
14,538
-7,287
-33% -$20.8K
ATHX
489
DELISTED
Athersys, Inc. Common Stock
ATHX
$36K ﹤0.01%
800
– –
BEST
490
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$28K ﹤0.01%
753
-967
-56% -$44K
CENN icon
491
Cenntro
CENN
$8.58M
$15K ﹤0.01%
+2
New +$16.2K
AGGY icon
492
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$921M
– –
-3,739
Closed -$201K
ARCC icon
493
Ares Capital
ARCC
$13.4B
– –
-10,218
Closed -$173K
BGT icon
494
BlackRock Floating Rate Income Trust
BGT
$321M
– –
-15,188
Closed -$179K
CDW icon
495
CDW
CDW
$18.9B
– –
-1,523
Closed -$201K
CHI
496
Calamos Convertible Opportunities and Income Fund
CHI
$968M
– –
-21,155
Closed -$286K
CL icon
497
Colgate-Palmolive
CL
$74.8B
– –
-2,354
Closed -$201K
COLB icon
498
Columbia Banking Systems
COLB
$8.71B
– –
-9,037
Closed -$324K
DG icon
499
Dollar General
DG
$28.4B
– –
-968
Closed -$204K
DSL
500
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-13,718
Closed -$227K
18 19
20
21 22

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.