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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
26
Vanguard Total Bond Market
BND
$159B
$6.55M 0.66%
93,883
-68,447
-42% -$4.89M
BNDX icon
27
Vanguard Total International Bond ETF
BNDX
$82.2B
$6.36M 0.65%
133,000
+15,588
+13% +$755K
LLY icon
28
Eli Lilly
LLY
$1.05T
$6.22M 0.63%
11,579
-1,986
-15% -$1.02M
SPYM
29
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$6.19M 0.63%
123,136
+44,339
+56% +$2.32M
RSP icon
30
Invesco S&P 500 Equal Weight ETF
RSP
$96.4B
$6.02M 0.61%
42,478
-534
-1% -$79.8K
VTI icon
31
Vanguard Total Stock Market ETF
VTI
$658B
$5.51M 0.56%
25,929
-5,079
-16% -$1.12M
VXUS icon
32
Vanguard Total International Stock ETF
VXUS
$153B
$5.35M 0.54%
99,938
+1,084
+1% +$60.5K
SLYV icon
33
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$5.26M 0.53%
72,659
-3,366
-4% -$260K
COMT icon
34
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$5.25M 0.53%
180,146
-4,711
-3% -$133K
XLK icon
35
State Street Technology Select Sector SPDR ETF
XLK
$114B
$5.25M 0.53%
64,052
+2,164
+3% +$186K
GLD icon
36
SPDR Gold Trust
GLD
$130B
$5.16M 0.52%
30,071
-3,305
-10% -$591K
FCX icon
37
Freeport-McMoran
FCX
$83.9B
$5M 0.51%
134,191
-312
-0.2% -$12.6K
DFSU
38
Dimensional US Sustainability Core 1 ETF
DFSU
$2.25B
$4.99M 0.51%
179,785
+131,599
+273% +$3.8M
BA icon
39
Boeing
BA
$169B
$4.94M 0.5%
25,769
+1,078
+4% +$236K
AMD icon
40
Advanced Micro Devices
AMD
$808B
$4.88M 0.5%
47,495
+37,886
+394% +$4.11M
AIRR icon
41
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$4.82M 0.49%
93,621
+44,897
+92% +$2.41M
DE icon
42
Deere & Co
DE
$161B
$4.74M 0.48%
12,559
-1,801
-13% -$743K
AVXL icon
43
Anavex Life Sciences
AVXL
$221M
$4.72M 0.48%
720,990
+86,390
+14% +$688K
XLE icon
44
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
$4.69M 0.48%
103,672
-1,192
-1% -$52.2K
PXD
45
DELISTED
Pioneer Natural Resource Co.
PXD
$4.57M 0.46%
19,929
+1,013
+5% +$231K
SDY icon
46
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$4.57M 0.46%
39,722
-145
-0.4% -$17.7K
DVN icon
47
Devon Energy
DVN
$50.6B
$4.53M 0.46%
95,072
+22,881
+32% +$1.15M
TT icon
48
Trane Technologies
TT
$104B
$4.53M 0.46%
22,318
-2,421
-10% -$485K
BLK icon
49
Blackrock
BLK
$166B
$4.49M 0.46%
6,944
+1,892
+37% +$1.32M
EXE
50
Expand Energy Corp
EXE
$21.1B
$4.45M 0.45%
51,612
+1,753
+4% +$149K
1
2
3 4 5

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.