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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.23T
$6.06M 0.61%
58,426
-5,439
-9% -$522K
DE icon
27
Deere & Co
DE
$161B
$5.97M 0.61%
14,464
-252
-2% -$104K
IBB icon
28
iShares Biotechnology ETF
IBB
$9.23B
$5.91M 0.6%
45,746
-5,089
-10% -$666K
MBB icon
29
iShares MBS ETF
MBB
$39.3B
$5.84M 0.59%
61,637
+15,633
+34% +$1.48M
EFG icon
30
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$5.76M 0.58%
61,524
+24,178
+65% +$2.17M
GLD icon
31
SPDR Gold Trust
GLD
$130B
$5.49M 0.56%
29,955
+4,602
+18% +$810K
NOC icon
32
Northrop Grumman
NOC
$74.1B
$5.48M 0.56%
11,878
+1,147
+11% +$532K
FCX icon
33
Freeport-McMoran
FCX
$83.9B
$5.45M 0.55%
133,325
+6,440
+5% +$268K
SDY icon
34
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$5.45M 0.55%
44,080
-972
-2% -$122K
TLT icon
35
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$5.24M 0.53%
49,259
+6,168
+14% +$645K
VTI icon
36
Vanguard Total Stock Market ETF
VTI
$658B
$5.12M 0.52%
25,081
-3,710
-13% -$743K
QUAL icon
37
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$5.05M 0.51%
40,725
+33,565
+469% +$4.03M
DIS icon
38
Walt Disney
DIS
$170B
$5.01M 0.51%
50,083
+30,922
+161% +$3.12M
VTNR
39
DELISTED
Vertex Energy, Inc
VTNR
$5.01M 0.51%
+506,640
New +$4.02M
VXUS icon
40
Vanguard Total International Stock ETF
VXUS
$153B
$5M 0.51%
90,527
+11,596
+15% +$634K
IWM icon
41
iShares Russell 2000 ETF
IWM
$82.2B
$4.98M 0.5%
27,887
-12,486
-31% -$2.3M
LMT icon
42
Lockheed Martin
LMT
$117B
$4.87M 0.49%
10,291
+616
+6% +$289K
GOVT icon
43
iShares US Treasury Bond ETF
GOVT
$43.7B
$4.84M 0.49%
207,029
+52,832
+34% +$1.22M
VWO icon
44
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.83M 0.49%
119,552
+20,580
+21% +$839K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.75M 0.48%
30,841
-8,675
-22% -$1.33M
SHY icon
46
iShares 1-3 Year Treasury Bond ETF
SHY
$25.7B
$4.7M 0.48%
57,249
-358
-0.6% -$29.2K
AVXL icon
47
Anavex Life Sciences
AVXL
$221M
$4.7M 0.48%
+548,237
New +$5.47M
AVGO icon
48
Broadcom
AVGO
$1.76T
$4.62M 0.47%
71,980
+920
+1% +$55.4K
TT icon
49
Trane Technologies
TT
$104B
$4.61M 0.47%
25,051
-350
-1% -$63.5K
XLK icon
50
State Street Technology Select Sector SPDR ETF
XLK
$114B
$4.55M 0.46%
60,284
-13,072
-18% -$900K
1
2
3 4 5

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.