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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
26
US Bancorp
USB
$98.4B
$7.16M 0.65%
120,377
+165
+0.1% +$9.4K
GNRC icon
27
Generac Holdings
GNRC
$12.7B
$7.12M 0.65%
17,414
-65
-0.4% -$27.8K
COMT icon
28
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$6.99M 0.63%
194,942
+22,429
+13% +$769K
OIH icon
29
VanEck Oil Services ETF
OIH
$2.05B
$6.89M 0.62%
34,963
+16,361
+88% +$3.11M
PINS icon
30
Pinterest
PINS
$13B
$6.63M 0.6%
130,133
+2,057
+2% +$126K
AIG icon
31
American International
AIG
$42.7B
$6.57M 0.6%
119,616
+8,261
+7% +$426K
SPY icon
32
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$6.54M 0.59%
15,245
+2,170
+17% +$957K
NVDA icon
33
NVIDIA
NVDA
$4.91T
$6.53M 0.59%
315,000
-102,160
-24% -$2.12M
VV icon
34
Vanguard Large-Cap ETF
VV
$52.2B
$6.47M 0.59%
32,209
+46
+0.1% +$9.51K
VB icon
35
Vanguard Small-Cap ETF
VB
$79.7B
$6.05M 0.55%
27,665
-1,784
-6% -$397K
AA icon
36
Alcoa
AA
$11.6B
$5.98M 0.54%
122,115
+3,690
+3% +$156K
DIS icon
37
Walt Disney
DIS
$170B
$5.97M 0.54%
35,319
+4,211
+14% +$751K
VTI icon
38
Vanguard Total Stock Market ETF
VTI
$658B
$5.93M 0.54%
26,711
+617
+2% +$141K
BA icon
39
Boeing
BA
$169B
$5.83M 0.53%
26,490
+101
+0.4% +$22.5K
EFG icon
40
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$5.78M 0.52%
54,289
+8,468
+18% +$932K
TSLA icon
41
Tesla
TSLA
$1.43T
$5.77M 0.52%
22,305
+6,168
+38% +$1.45M
STIP icon
42
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$5.72M 0.52%
54,188
+310
+0.6% +$32.9K
BNDX icon
43
Vanguard Total International Bond ETF
BNDX
$82.2B
$5.64M 0.51%
98,961
-44,967
-31% -$2.59M
MOS icon
44
The Mosaic Company
MOS
$7.03B
$5.54M 0.5%
155,050
+1,520
+1% +$48.6K
TIP icon
45
iShares TIPS Bond ETF
TIP
$14.5B
$5.49M 0.5%
43,009
+23,321
+118% +$3.01M
VEA icon
46
Vanguard FTSE Developed Markets ETF
VEA
$226B
$5.45M 0.49%
107,893
-3,746
-3% -$195K
IWP icon
47
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$5.37M 0.49%
47,895
-982
-2% -$113K
SDY icon
48
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$5.36M 0.49%
45,585
+4,109
+10% +$503K
SLYV icon
49
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$5.27M 0.48%
64,266
-1,908
-3% -$157K
JNJ icon
50
Johnson & Johnson
JNJ
$609B
$5.16M 0.47%
31,972
-203
-0.6% -$34.6K
1
2
3 4 5

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.