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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
26
Home Depot
HD
$332B
$5.1M 0.84%
18,377
-2,253
-11% -$610K
META icon
27
Meta Platforms (Facebook)
META
$1.51T
$4.93M 0.81%
18,834
+3,221
+21% +$831K
GNRC icon
28
Generac Holdings
GNRC
$11.9B
$4.79M 0.79%
24,725
-1,068
-4% -$176K
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$226B
$4.77M 0.79%
116,542
+1,096
+0.9% +$45K
IJH icon
30
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.73M 0.78%
127,670
-6,745
-5% -$252K
VTI icon
31
Vanguard Total Stock Market ETF
VTI
$654B
$4.7M 0.77%
27,575
+10,212
+59% +$1.72M
UPS icon
32
United Parcel Service
UPS
$97.6B
$4.66M 0.77%
27,980
-10,154
-27% -$1.48M
VB icon
33
Vanguard Small-Cap ETF
VB
$79.5B
$4.6M 0.76%
29,906
-1,376
-4% -$211K
BABA icon
34
Alibaba
BABA
$269B
$4.59M 0.76%
15,603
+1,640
+12% +$432K
USB icon
35
US Bancorp
USB
$99.6B
$4.51M 0.74%
125,884
-41
-0% -$1.5K
TIP icon
36
iShares TIPS Bond ETF
TIP
$14.5B
$4.49M 0.74%
35,497
+703
+2% +$88.3K
PYPL icon
37
PayPal
PYPL
$49.5B
$4.45M 0.73%
22,568
+127
+0.6% +$23.9K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.42M 0.73%
37,429
-18,127
-33% -$2.15M
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$4.35M 0.72%
12,999
+263
+2% +$87.2K
ITOT icon
40
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$4.1M 0.68%
54,322
+6,144
+13% +$458K
GDX icon
41
VanEck Gold Miners ETF
GDX
$23B
$4.07M 0.67%
103,816
+54,873
+112% +$2.24M
ECL icon
42
Ecolab
ECL
$75.6B
$4.02M 0.66%
20,104
+6,846
+52% +$1.37M
VTIP icon
43
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$4.01M 0.66%
+78,539
New +$3.98M
BA icon
44
Boeing
BA
$165B
$3.94M 0.65%
23,827
+1,070
+5% +$182K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$3.91T
$3.81M 0.63%
52,040
-13,480
-21% -$1.03M
NVDA icon
46
NVIDIA
NVDA
$5.01T
$3.8M 0.63%
280,600
-6,400
-2% -$74.5K
SLYV icon
47
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.79M 0.63%
75,744
-4,364
-5% -$224K
VOT icon
48
Vanguard Mid-Cap Growth ETF
VOT
$19B
$3.75M 0.62%
20,807
-341
-2% -$60.1K
ZBH icon
49
Zimmer Biomet
ZBH
$17.7B
$3.61M 0.6%
27,336
+1,747
+7% +$228K
VEU icon
50
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.59M 0.59%
71,140
-259
-0.4% -$13.1K
1
2
3 4 5

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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.