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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$2.84T
$43.3K 1.17%
274,478
+9,488
+4% +$1.56M
TDAY
27
USA Today Co
TDAY
$1.23B
$37K 1%
24,992
-6,558
-21% -$32.4K
RIG icon
28
Transocean
RIG
$5.92B
$30.2K 0.82%
26,032
-4,204
-14% -$16.4K
WPRT
29
Westport Fuel Systems
WPRT
$36.5M
$28K 0.76%
2,975
– –
AAPL icon
30
Apple
AAPL
$4.89T
$21K 0.57%
329,656
+34,840
+12% +$2.56M
HCR
31
DELISTED
Hi-Crush Inc. Common Stock
HCR
$20.3K 0.55%
86,368
-6,325
-7% -$3.92K
ACB
32
Aurora Cannabis
ACB
$165M
$15K 0.41%
138
+17
+14% +$3.04K
VUG icon
33
Vanguard Growth ETF
VUG
$216B
$14.6K 0.39%
559,842
+15,624
+3% +$468K
AMTX icon
34
Aemetis
AMTX
$119M
$14.2K 0.38%
27,400
– –
VTV icon
35
Vanguard Value ETF
VTV
$189B
$13.8K 0.37%
155,010
+16,882
+12% +$1.85M
NEX
36
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$12.8K 0.35%
10,975
-6,175
-36% -$27.1K
QQQ icon
37
Invesco QQQ Trust
QQQ
$455B
$12.4K 0.33%
64,991
+11,385
+21% +$2.41M
CHK
38
DELISTED
Chesapeake Energy Corporation
CHK
$11.1K 0.3%
323
-47
-13% -$4.13K
IVV icon
39
iShares Core S&P 500 ETF
IVV
$876B
$10.6K 0.29%
41,075
+4,386
+12% +$1.34M
AMZN icon
40
Amazon
AMZN
$2.5T
$9.69K 0.26%
99,360
+4,940
+5% +$478K
VNQ icon
41
Vanguard Real Estate ETF
VNQ
$39.9B
$9.34K 0.25%
133,740
+15,849
+13% +$1.39M
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.07T
$9.26K 0.25%
50,630
+14,992
+42% +$3.19M
PFX icon
43
PhenixFIN
PFX
$8.8K 0.24%
758
– –
BND icon
44
Vanguard Total Bond Market
BND
$157B
$7.75K 0.21%
90,756
-3,699
-4% -$314K
IWD icon
45
iShares Russell 1000 Value ETF
IWD
$82B
$7.5K 0.2%
75,642
-275
-0.4% -$34.3K
BSV icon
46
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.79K 0.18%
82,679
-310
-0.4% -$25.2K
IWF icon
47
iShares Russell 1000 Growth ETF
IWF
$122B
$6.2K 0.17%
164,728
-7,772
-5% -$335K
BTZ icon
48
BlackRock Credit Allocation Income Trust
BTZ
$927M
$5.89K 0.16%
505,317
-188,691
-27% -$2.55M
AGG icon
49
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.31K 0.14%
46,054
+4,771
+12% +$544K
COST icon
50
Costco
COST
$415B
$5.13K 0.14%
17,981
-3,035
-14% -$921K
1
2
3 4 5

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.