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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
26
Vanguard Large-Cap ETF
VV
$52.2B
$4.82M 0.83%
32,627
+457
+1% +$64.6K
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$139B
$4.64M 0.8%
41,283
+8,661
+27% +$976K
VWO icon
28
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.92M 0.68%
88,044
+12,183
+16% +$516K
VIG icon
29
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.79M 0.66%
30,440
+2,447
+9% +$296K
PG icon
30
Procter & Gamble
PG
$349B
$3.77M 0.65%
30,214
+157
+0.5% +$19.2K
VO icon
31
Vanguard Mid-Cap ETF
VO
$106B
$3.52M 0.61%
79,136
-392
-0.5% -$16.8K
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$4.23T
$3.38M 0.58%
50,400
+6,400
+15% +$413K
GOOG icon
33
Alphabet (Google) Class C
GOOG
$4.22T
$3.36M 0.58%
50,220
+6,480
+15% +$418K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.31M 0.57%
152,418
-2,950
-2% -$63.1K
VOT icon
35
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$3.19M 0.55%
20,097
+34
+0.2% +$5.19K
IJR icon
36
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.16M 0.55%
37,706
-4,808
-11% -$387K
CVX icon
37
Chevron
CVX
$373B
$3.13M 0.54%
26,005
-1,276
-5% -$150K
ERC
38
Allspring Multi-Sector Income Fund
ERC
$256M
$3.1M 0.54%
240,271
+157
+0.1% +$1.98K
USMV icon
39
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$3.02M 0.52%
46,092
-1,927
-4% -$124K
SDY icon
40
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$3.02M 0.52%
28,091
+1,602
+6% +$168K
INTC icon
41
Intel
INTC
$478B
$2.99M 0.52%
49,899
-5,665
-10% -$317K
VZ icon
42
Verizon
VZ
$182B
$2.96M 0.51%
48,153
+1,492
+3% +$90K
IWP icon
43
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$2.86M 0.49%
37,496
+8,718
+30% +$639K
RITM icon
44
Rithm Capital
RITM
$5.2B
$2.85M 0.49%
177,193
-19,103
-10% -$300K
JPM icon
45
JPMorgan Chase
JPM
$907B
$2.85M 0.49%
20,419
+2,068
+11% +$265K
SLYV icon
46
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.92B
$2.8M 0.48%
42,559
+293
+0.7% +$18.5K
SPY icon
47
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.79M 0.48%
8,665
+27
+0.3% +$8.31K
BNDX icon
48
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.71M 0.47%
47,992
+4,751
+11% +$276K
PFE icon
49
Pfizer
PFE
$143B
$2.71M 0.47%
72,798
+8,864
+14% +$316K
XOM icon
50
ExxonMobil
XOM
$611B
$2.65M 0.46%
37,939
-14,972
-28% -$1.04M
1
2
3 4 5

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.