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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+13.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$464M
AUM Growth
+$74.4M
Cap. Flow
+$24.9M
Cap. Flow %
5.36%
Top 10 Hldgs %
26.89%
Holding
369
New
43
Increased
160
Reduced
96
Closed
13

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.77M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.66M
3
VTV icon
Vanguard Value ETF
VTV
+$1.29M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$1.11M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.08M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.39M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.34M
3
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$924K
4
KOL
VanEck Vectors Coal ETF
KOL
+$491K
5
PAG icon
Penske Automotive Group
PAG
+$408K

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.07%
3 Industrials 5.08%
4 Consumer Discretionary 4.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.41M 0.74%
44,212
+4,359
+11% +$335K
RITM icon
27
Rithm Capital
RITM
$5.2B
$3.34M 0.72%
197,446
-2,325
-1% -$38.3K
VO icon
28
Vanguard Mid-Cap ETF
VO
$106B
$3.27M 0.7%
81,276
+1,948
+2% +$74.9K
CVX icon
29
Chevron
CVX
$373B
$3.23M 0.7%
26,209
+94
+0.4% +$11.1K
PG icon
30
Procter & Gamble
PG
$349B
$3.17M 0.68%
30,492
+582
+2% +$56.7K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$139B
$3.12M 0.67%
28,563
+380
+1% +$40.7K
JNJ icon
32
Johnson & Johnson
JNJ
$609B
$3.01M 0.65%
21,559
+1,144
+6% +$153K
FFC
33
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$3.01M 0.65%
158,964
+285
+0.2% +$5.24K
VIG icon
34
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.96M 0.64%
27,034
+374
+1% +$39.4K
ERC
35
Allspring Multi-Sector Income Fund
ERC
$256M
$2.92M 0.63%
240,928
+5,989
+3% +$71.7K
VOT icon
36
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.82M 0.61%
19,764
-111
-0.6% -$14.9K
INTC icon
37
Intel
INTC
$478B
$2.78M 0.6%
51,727
+3,095
+6% +$157K
GOOG icon
38
Alphabet (Google) Class C
GOOG
$4.22T
$2.51M 0.54%
42,760
-120
-0.3% -$6.73K
IGV icon
39
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.45M 0.53%
58,180
+360
+0.6% +$14.2K
SDY icon
40
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.44M 0.53%
24,502
+516
+2% +$49.6K
XOM icon
41
ExxonMobil
XOM
$611B
$2.38M 0.51%
29,436
+2,280
+8% +$174K
PFE icon
42
Pfizer
PFE
$143B
$2.36M 0.51%
58,675
-550
-0.9% -$22K
BNDX icon
43
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.36M 0.51%
42,351
+986
+2% +$54.1K
VZ icon
44
Verizon
VZ
$182B
$2.34M 0.5%
39,557
+1,352
+4% +$76.6K
GOOGL icon
45
Alphabet (Google) Class A
GOOGL
$4.23T
$2.33M 0.5%
39,600
+60
+0.2% +$3.39K
DVY icon
46
iShares Select Dividend ETF
DVY
$23.8B
$2.2M 0.47%
22,379
+1,665
+8% +$159K
VEU icon
47
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.16M 0.47%
43,122
+1,693
+4% +$82.9K
PCAR icon
48
PACCAR
PCAR
$66.4B
$2.14M 0.46%
47,075
+926
+2% +$40.3K
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.12M 0.46%
7,487
+333
+5% +$90.5K
HFWA icon
50
Heritage Financial
HFWA
$1.26B
$2.08M 0.45%
69,187
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NWAM LLC's Q1 2019 Portfolio in Review

As of Q1 2019, NWAM LLC held 369 positions worth $464M, up 19% from $389M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $24.9M of net new capital in Q1 2019, opening 43 new positions and adding to 160 existing holdings. Its largest new stake was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $1.39M trimmed.

  • NWAM LLC's largest Q1 2019 buy was Vanguard FTSE Europe ETF: 15,011 shares worth $805K.
  • NWAM LLC added most to iShares Russell 1000 Value ETF in Q1 2019, an estimated $1.77M increase.
  • NWAM LLC's biggest Q1 2019 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $1.39M.
  • NWAM LLC fully exited iShares US Healthcare Providers ETF in Q1 2019, selling an estimated $1.34M.
  • NWAM LLC's ten largest holdings make up 27% of its $464M portfolio in Q1 2019.
  • NWAM LLC opened 43 new positions and closed 13 in Q1 2019.
  • NWAM LLC's portfolio value rose 19% quarter-over-quarter to $464M.

Based on NWAM LLC's 13F filing for Q1 2019, filed 17 Apr 2019.