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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$385M
AUM Growth
-$190M
Cap. Flow
-$201M
Cap. Flow %
-52.36%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Technology 8.81%
2 Financials 7.29%
3 Industrials 5.21%
4 Healthcare 4.28%
5 Consumer Discretionary 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VV icon
26
Vanguard Large-Cap ETF
VV
$52.2B
$3.37M 0.88%
29,199
-3,418
-10% -$387K
VB icon
27
Vanguard Small-Cap ETF
VB
$79.7B
$3.36M 0.87%
23,746
-2,763
-10% -$376K
CVX icon
28
Chevron
CVX
$373B
$3.17M 0.82%
26,952
-183
-0.7% -$20K
VEA icon
29
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.1M 0.8%
71,310
-159
-0.2% -$6.75K
VCSH icon
30
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$3.1M 0.8%
38,625
+10,927
+39% +$876K
COST icon
31
Costco
COST
$417B
$2.92M 0.76%
17,762
+1,066
+6% +$167K
VO icon
32
Vanguard Mid-Cap ETF
VO
$106B
$2.85M 0.74%
77,444
-4,736
-6% -$171K
META icon
33
Meta Platforms (Facebook)
META
$1.64T
$2.67M 0.69%
15,624
+336
+2% +$56.1K
AGG icon
34
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.62M 0.68%
23,899
-601
-2% -$66K
EFA icon
35
iShares MSCI EAFE ETF
EFA
$76.5B
$2.58M 0.67%
37,674
-1,583
-4% -$106K
JNJ icon
36
Johnson & Johnson
JNJ
$609B
$2.57M 0.67%
19,756
+568
+3% +$75.3K
AMLP icon
37
Alerian MLP ETF
AMLP
$12.7B
$2.54M 0.66%
45,267
+1,790
+4% +$102K
VOT icon
38
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.5M 0.65%
20,569
-291
-1% -$34.7K
PG icon
39
Procter & Gamble
PG
$349B
$2.44M 0.64%
26,869
+14,227
+113% +$1.3M
PCAR icon
40
PACCAR
PCAR
$66.4B
$2.28M 0.59%
47,241
+144
+0.3% +$6.5K
VEU icon
41
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.21M 0.58%
41,979
-837
-2% -$43.3K
EEM icon
42
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.21M 0.57%
49,346
+5,370
+12% +$236K
JRI icon
43
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$2.18M 0.57%
+120,909
New +$2.18M
HFWA icon
44
Heritage Financial
HFWA
$1.26B
$2.08M 0.54%
70,654
– –
VZ icon
45
Verizon
VZ
$182B
$2.02M 0.52%
40,747
+1,730
+4% +$81.4K
MDY icon
46
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.01M 0.52%
6,152
+322
+6% +$102K
SDY icon
47
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2M 0.52%
21,950
-835
-4% -$74.8K
DVY icon
48
iShares Select Dividend ETF
DVY
$23.8B
$1.99M 0.52%
21,227
-318
-1% -$29.4K
INTC icon
49
Intel
INTC
$478B
$1.95M 0.51%
51,276
+5,380
+12% +$191K
PFE icon
50
Pfizer
PFE
$143B
$1.95M 0.51%
57,452
-551
-0.9% -$17.7K
1
2
3 4 5

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PAIM
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RIA
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SFI
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NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $201M in Q3 2017, closing 22 positions and reducing 79 holdings. Its most notable exit was Diversified Real Asset Income Fd, an estimated $1.87M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Real Asset Income & Growth Fund worth $2.18M.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.