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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRHM
26
DELISTED
CRH Medical Corporation
CRHM
$2.77M 0.85%
337,800
-161,000
-32% -$1.11M
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.76M 0.84%
25,406
+2,909
+13% +$315K
COST icon
28
Costco
COST
$417B
$2.55M 0.78%
15,218
-399
-3% -$66.9K
PG icon
29
Procter & Gamble
PG
$349B
$2.21M 0.68%
24,657
+12,847
+109% +$1.14M
VB icon
30
Vanguard Small-Cap ETF
VB
$79.7B
$2.16M 0.66%
16,207
-753
-4% -$99.6K
PCAR icon
31
PACCAR
PCAR
$66.4B
$2.14M 0.65%
47,843
+240
+0.5% +$10.8K
GE icon
32
GE Aerospace
GE
$364B
$2.12M 0.65%
14,852
-859
-5% -$124K
DRA
33
DELISTED
Diversified Real Asset Income Fd
DRA
$2.12M 0.65%
121,880
+12,267
+11% +$204K
DVY icon
34
iShares Select Dividend ETF
DVY
$23.8B
$2.09M 0.64%
22,959
-316
-1% -$28.6K
VOT icon
35
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.09M 0.64%
18,491
+6,221
+51% +$692K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.03M 0.62%
42,381
+687
+2% +$32K
META icon
37
Meta Platforms (Facebook)
META
$1.64T
$2.03M 0.62%
14,261
-8,221
-37% -$1.1M
VZ icon
38
Verizon
VZ
$182B
$1.98M 0.6%
40,579
-2,948
-7% -$148K
JNJ icon
39
Johnson & Johnson
JNJ
$609B
$1.92M 0.59%
15,406
+4,042
+36% +$483K
IJR icon
40
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.87M 0.57%
27,072
-1,844
-6% -$127K
PFE icon
41
Pfizer
PFE
$143B
$1.84M 0.56%
56,690
+2,844
+5% +$89.7K
XOM icon
42
ExxonMobil
XOM
$611B
$1.82M 0.56%
22,221
-5,060
-19% -$423K
T icon
43
AT&T
T
$152B
$1.82M 0.55%
57,888
+3,366
+6% +$106K
MDY icon
44
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$1.75M 0.54%
5,616
-5,296
-49% -$1.64M
HFWA icon
45
Heritage Financial
HFWA
$1.26B
$1.75M 0.53%
70,654
– –
BNDX icon
46
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.72M 0.52%
31,727
+2,513
+9% +$136K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.69M 0.51%
42,810
-1,235
-3% -$46.9K
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$4.23T
$1.64M 0.5%
38,720
-960
-2% -$40.4K
BKK
49
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.62M 0.5%
103,007
– –
SPY icon
50
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.57M 0.48%
6,675
-1,650
-20% -$383K
1
2
3 4 5

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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.