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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.1%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$18.5M
Cap. Flow %
1.4%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Technology 2.04%
2 Financials 1.35%
3 Industrials 1.02%
4 Energy 0.95%
5 Consumer Discretionary 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
26
Berkshire Hathaway Class B
BRK.B
$1.06T
$3.09M 0.23%
17,345
+14,195
+451% +$2.08M
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2.74M 0.21%
9,692
+509
+6% +$143K
AMZN icon
28
Amazon
AMZN
$2.69T
$2.71M 0.21%
64,640
+7,020
+12% +$269K
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.66M 0.2%
23,646
-1,034
-4% -$116K
CVX icon
30
Chevron
CVX
$366B
$2.62M 0.2%
25,428
+2,175
+9% +$222K
META icon
31
Meta Platforms (Facebook)
META
$1.69T
$2.4M 0.18%
18,678
+4,481
+32% +$556K
VEA icon
32
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.37M 0.18%
63,236
+5,245
+9% +$193K
XOM icon
33
ExxonMobil
XOM
$605B
$2.36M 0.18%
27,023
+9,598
+55% +$852K
COST icon
34
Costco
COST
$419B
$2.26M 0.17%
14,814
+24
+0.2% +$3.88K
PG icon
35
Procter & Gamble
PG
$353B
$2.17M 0.16%
24,214
+14,159
+141% +$1.23M
VB icon
36
Vanguard Small-Cap ETF
VB
$79.7B
$2.12M 0.16%
17,354
-138
-0.8% -$16.7K
CRHM
37
DELISTED
CRH Medical Corporation
CRHM
$2.09M 0.16%
+548,514
New +$2.1M
DVY icon
38
iShares Select Dividend ETF
DVY
$23.8B
$1.95M 0.15%
22,786
+75
+0.3% +$6.47K
PCAR icon
39
PACCAR
PCAR
$66.7B
$1.87M 0.14%
47,721
+532
+1% +$20.2K
GE icon
40
GE Aerospace
GE
$361B
$1.85M 0.14%
13,055
+512
+4% +$76.4K
VEU icon
41
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.83M 0.14%
40,185
+120
+0.3% +$5.36K
BKK
42
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.81M 0.14%
109,857
-3,200
-3% -$52.6K
PFE icon
43
Pfizer
PFE
$143B
$1.76M 0.13%
54,648
+1,381
+3% +$46.2K
VZ icon
44
Verizon
VZ
$183B
$1.71M 0.13%
32,857
+1,735
+6% +$93.1K
IJR icon
45
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.71M 0.13%
27,504
+360
+1% +$22K
BAC icon
46
Bank of America
BAC
$432B
$1.58M 0.12%
101,083
+3,500
+4% +$52.1K
HPS
47
John Hancock Preferred Income Fund III
HPS
$461M
$1.47M 0.11%
76,142
+5,275
+7% +$105K
INTC icon
48
Intel
INTC
$487B
$1.47M 0.11%
38,987
+2,881
+8% +$102K
BNDX icon
49
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.47M 0.11%
26,205
+1,656
+7% +$92.6K
HYLD
50
DELISTED
High Yield ETF
HYLD
$1.45M 0.11%
41,457
-2,906
-7% -$101K
1
2
3 4 5

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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 8.1% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.