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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$611B
$2.21M 0.88%
26,438
-1,471
-5% -$118K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.04M 0.81%
56,919
+12,506
+28% +$432K
GE icon
28
GE Aerospace
GE
$364B
$2.01M 0.79%
13,170
-5,062
-28% -$715K
LQD icon
29
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.96M 0.78%
16,472
+707
+4% +$81.2K
VB icon
30
Vanguard Small-Cap ETF
VB
$79.7B
$1.92M 0.76%
17,207
+1,831
+12% +$190K
DVY icon
31
iShares Select Dividend ETF
DVY
$23.8B
$1.84M 0.73%
22,577
-577
-2% -$44K
BKK
32
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.83M 0.73%
113,057
– –
CRHM
33
DELISTED
CRH Medical Corporation
CRHM
$1.81M 0.72%
548,800
– –
DRA
34
DELISTED
Diversified Real Asset Income Fd
DRA
$1.73M 0.68%
109,150
-10,307
-9% -$152K
AMZN icon
35
Amazon
AMZN
$2.66T
$1.69M 0.67%
56,860
+1,700
+3% +$48.2K
PCAR icon
36
PACCAR
PCAR
$66.4B
$1.68M 0.67%
46,079
-325
-0.7% -$10.9K
VZ icon
37
Verizon
VZ
$182B
$1.66M 0.66%
30,647
-4,816
-14% -$241K
VEU icon
38
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.64M 0.65%
37,924
+5,611
+17% +$230K
IJR icon
39
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.61M 0.64%
28,604
-846
-3% -$44.2K
PFE icon
40
Pfizer
PFE
$143B
$1.53M 0.61%
54,501
+17,876
+49% +$511K
META icon
41
Meta Platforms (Facebook)
META
$1.64T
$1.49M 0.59%
13,073
+4,328
+49% +$457K
BNDX icon
42
Vanguard Total International Bond ETF
BNDX
$82.2B
$1.48M 0.59%
27,099
+3,470
+15% +$186K
EMB icon
43
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.41M 0.56%
12,759
-219
-2% -$23.3K
HYLD
44
DELISTED
High Yield ETF
HYLD
$1.4M 0.55%
44,190
+2,517
+6% +$78.8K
HPS
45
John Hancock Preferred Income Fund III
HPS
$461M
$1.39M 0.55%
73,532
-8,310
-10% -$151K
BAC icon
46
Bank of America
BAC
$430B
$1.3M 0.52%
96,463
+18,495
+24% +$250K
T icon
47
AT&T
T
$152B
$1.27M 0.5%
43,066
-12,711
-23% -$352K
IYM icon
48
iShares US Basic Materials ETF
IYM
$1.18B
$1.25M 0.5%
17,092
-705
-4% -$47.4K
MZF
49
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.25M 0.49%
89,315
-19,550
-18% -$271K
PGX icon
50
Invesco Preferred ETF
PGX
$3.91B
$1.24M 0.49%
83,021
-2,306
-3% -$34K
1
2
3 4 5

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.