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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
26
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.16M 0.88%
+16,333
New +$2.19M
PG icon
27
Procter & Gamble
PG
$349B
$2.07M 0.84%
26,021
-979
-4% -$74.8K
CVX icon
28
Chevron
CVX
$373B
$1.88M 0.77%
17,385
-2,615
-13% -$236K
AMZN icon
29
Amazon
AMZN
$2.66T
$1.86M 0.76%
55,160
-4,840
-8% -$153K
DRA
30
DELISTED
Diversified Real Asset Income Fd
DRA
$1.85M 0.76%
+119,457
New +$1.94M
LQD icon
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.8M 0.73%
+15,765
New +$1.82M
BKK
32
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.79M 0.73%
+113,057
New +$1.78M
DVY icon
33
iShares Select Dividend ETF
DVY
$23.8B
$1.74M 0.71%
+23,154
New +$1.76M
VB icon
34
Vanguard Small-Cap ETF
VB
$79.7B
$1.7M 0.69%
15,376
+1,376
+10% +$156K
VZ icon
35
Verizon
VZ
$182B
$1.64M 0.67%
35,463
+1,463
+4% +$66.4K
VEA icon
36
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.63M 0.67%
44,413
+25,413
+134% +$953K
IJR icon
37
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.62M 0.66%
+29,450
New +$1.66M
CRHM
38
DELISTED
CRH Medical Corporation
CRHM
$1.62M 0.66%
548,800
+289,800
+112% +$803K
MZF
39
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.5M 0.61%
+108,865
New +$1.46M
PCAR icon
40
PACCAR
PCAR
$66.4B
$1.47M 0.6%
46,404
+1,404
+3% +$47.9K
HPS
41
John Hancock Preferred Income Fund III
HPS
$461M
$1.46M 0.6%
81,842
-2,158
-3% -$36.9K
VEU icon
42
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.4M 0.57%
32,313
-2,687
-8% -$120K
EMB icon
43
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.37M 0.56%
+12,978
New +$1.4M
INTC icon
44
Intel
INTC
$478B
$1.36M 0.56%
39,509
+509
+1% +$17.2K
T icon
45
AT&T
T
$152B
$1.36M 0.56%
55,777
+4,141
+8% +$105K
HYLD
46
DELISTED
High Yield ETF
HYLD
$1.36M 0.55%
+41,673
New +$1.47M
BAC icon
47
Bank of America
BAC
$430B
$1.31M 0.54%
77,968
-2,032
-3% -$34.4K
PGX icon
48
Invesco Preferred ETF
PGX
$3.91B
$1.28M 0.52%
+85,327
New +$1.26M
GILD icon
49
Gilead Sciences
GILD
$167B
$1.26M 0.52%
12,501
+501
+4% +$52.1K
TDAY
50
USA Today Co
TDAY
$1.25B
$1.26M 0.52%
64,911
-2,089
-3% -$37.3K
1
2
3 4 5

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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.