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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$121M
AUM Growth
-$119M
Cap. Flow
-$107M
Cap. Flow %
-88.89%
Top 10 Hldgs %
43.77%
Holding
253
New
4
Increased
30
Reduced
42
Closed
109

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$937K
2
DAL icon
Delta Air Lines
DAL
+$404K
3
KHC icon
Kraft Heinz
KHC
+$226K
4
ANFI
AMIRA NATURE FOODS LTD
ANFI
+$157K
5
PG icon
Procter & Gamble
PG
+$150K

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$8.7M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.63M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.71M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.33M
5
BND icon
Vanguard Total Bond Market
BND
+$4.27M

Sector Composition

Rank Sector Weight
1 Technology 16.23%
2 Financials 9.91%
3 Industrials 9.83%
4 Consumer Discretionary 7.51%
5 Communication Services 6.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
26
Alphabet (Google) Class C
GOOG
$4.22T
$1.12M 0.93%
40,000
– –
PFE icon
27
Pfizer
PFE
$143B
$1.1M 0.91%
36,890
-3,162
-8% -$101K
TDAY
28
USA Today Co
TDAY
$1.25B
$1.03M 0.86%
67,000
+1,000
+2% +$16K
JPM icon
29
JPMorgan Chase
JPM
$907B
$950K 0.79%
16,000
-1,000
-6% -$65.5K
BMY icon
30
Bristol-Myers Squibb
BMY
$124B
$918K 0.76%
16,000
– –
SPY icon
31
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$863K 0.72%
5,000
– –
BP icon
32
BP
BP
$108B
$857K 0.71%
33,278
+1,189
+4% +$34.8K
CSCO icon
33
Cisco
CSCO
$441B
$830K 0.69%
32,000
+2,000
+7% +$54K
CRHM
34
DELISTED
CRH Medical Corporation
CRHM
$828K 0.69%
+259,000
New +$937K
JNJ icon
35
Johnson & Johnson
JNJ
$609B
$798K 0.66%
9,000
+1,000
+13% +$96.7K
DHR icon
36
Danaher
DHR
$144B
$759K 0.63%
13,390
– –
ANH
37
DELISTED
Anworth Mortgage Asset Corporation
ANH
$749K 0.62%
152,000
– –
TMUS icon
38
T-Mobile US
TMUS
$208B
$706K 0.59%
18,000
+1,000
+6% +$39.9K
VEA icon
39
Vanguard FTSE Developed Markets ETF
VEA
$226B
$686K 0.57%
19,000
-1,000
-5% -$38.4K
FV icon
40
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$682K 0.57%
31,000
– –
QCOM icon
41
Qualcomm
QCOM
$181B
$637K 0.53%
12,000
-1,000
-8% -$59.4K
BOH icon
42
Bank of Hawaii
BOH
$3.4B
$635K 0.53%
10,000
– –
PCP
43
DELISTED
PRECISION CASTPARTS CORP
PCP
$628K 0.52%
3,000
– –
DD icon
44
DuPont de Nemours
DD
$18.3B
$609K 0.51%
5,528
– –
RDS.A
45
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$576K 0.48%
12,000
-2,000
-14% -$107K
MMM icon
46
3M
MMM
$83.4B
$572K 0.47%
4,784
– –
UNP icon
47
Union Pacific
UNP
$179B
$564K 0.47%
6,000
-1,000
-14% -$91.3K
JWN
48
DELISTED
Nordstrom
JWN
$562K 0.47%
8,000
+1,000
+14% +$75.3K
KG
49
Kestrel Group
KG
$72M
$554K 0.46%
2,000
+100
+5% +$30.7K
KMI icon
50
Kinder Morgan
KMI
$71.9B
$541K 0.45%
20,000
+3,000
+18% +$99.3K
1
2
3 4 5

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PAIM
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NWAM LLC's Q3 2015 Portfolio in Review

As of Q3 2015, NWAM LLC held 253 positions worth $121M, down 50% from $239M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NWAM LLC withdrew a net $107M in Q3 2015, closing 109 positions and reducing 42 holdings. Its most notable exit was BlackRock Credit Allocation Income Trust, an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 9.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in CRH Medical Corporation worth $828K.

  • NWAM LLC's largest Q3 2015 buy was CRH Medical Corporation: 259,000 shares worth $828K.
  • NWAM LLC added most to Procter & Gamble in Q3 2015, an estimated $150K increase.
  • NWAM LLC's biggest Q3 2015 reduction was Apple, cutting an estimated $2.23M.
  • NWAM LLC fully exited BlackRock Credit Allocation Income Trust in Q3 2015, selling an estimated $8.7M.
  • NWAM LLC's ten largest holdings make up 44% of its $121M portfolio in Q3 2015.
  • NWAM LLC opened 4 new positions and closed 109 in Q3 2015.
  • NWAM LLC's portfolio value fell 50% quarter-over-quarter to $121M.

Based on NWAM LLC's 13F filing for Q3 2015, filed 17 Nov 2015.