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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
26
iShares MSCI EAFE ETF
EFA
$76.5B
$2.27M 0.95%
36,000
+20,311
+129% +$1.35M
CVX icon
27
Chevron
CVX
$373B
$1.96M 0.82%
20,000
+2,127
+12% +$223K
PG icon
28
Procter & Gamble
PG
$349B
$1.95M 0.82%
25,000
+1,912
+8% +$154K
COST icon
29
Costco
COST
$417B
$1.89M 0.79%
14,000
+247
+2% +$35.5K
PCAR icon
30
PACCAR
PCAR
$66.4B
$1.89M 0.79%
45,000
+2,031
+5% +$87.7K
LQD icon
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.78M 0.75%
15,000
-323
-2% -$38.3K
VB icon
32
Vanguard Small-Cap ETF
VB
$79.7B
$1.71M 0.71%
14,000
+7,096
+103% +$872K
VEU icon
33
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.65M 0.69%
34,000
+17,300
+104% +$877K
VZ icon
34
Verizon
VZ
$182B
$1.64M 0.69%
35,000
+2,063
+6% +$101K
IYM icon
35
iShares US Basic Materials ETF
IYM
$1.18B
$1.46M 0.61%
18,000
+12,784
+245% +$1.08M
T icon
36
AT&T
T
$152B
$1.44M 0.6%
54,284
+8,511
+19% +$220K
BAC icon
37
Bank of America
BAC
$430B
$1.44M 0.6%
84,000
-4,508
-5% -$74.3K
HPS
38
John Hancock Preferred Income Fund III
HPS
$461M
$1.4M 0.59%
84,000
+898
+1% +$16K
IJK icon
39
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$1.39M 0.58%
+32,000
New +$1.37M
MZF
40
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$1.38M 0.58%
+104,000
New +$1.37M
GILD icon
41
Gilead Sciences
GILD
$167B
$1.33M 0.56%
11,000
-104
-0.9% -$11.4K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.33M 0.55%
89,000
+348
+0.4% +$5.52K
PFE icon
43
Pfizer
PFE
$143B
$1.26M 0.53%
40,052
+7,387
+23% +$241K
KRE icon
44
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
$1.22M 0.51%
+28,000
New +$1.19M
MUE
45
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.22M 0.51%
95,000
+1,895
+2% +$25.2K
PGX icon
46
Invesco Preferred ETF
PGX
$3.91B
$1.22M 0.51%
84,000
-20
-0% -$294
INTC icon
47
Intel
INTC
$478B
$1.22M 0.51%
40,000
+2,166
+6% +$70K
HFWA icon
48
Heritage Financial
HFWA
$1.26B
$1.22M 0.51%
68,000
+21
+0% +$363
AWF
49
AllianceBernstein Global High Income Fund
AWF
$873M
$1.21M 0.5%
100,000
+1,283
+1% +$15.9K
TIP icon
50
iShares TIPS Bond ETF
TIP
$14.5B
$1.2M 0.5%
11,000
+3,866
+54% +$437K
1
2
3 4 5

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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.