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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$229M
AUM Growth
-$51.8M
Cap. Flow
-$60.6M
Cap. Flow %
-26.48%
Top 10 Hldgs %
27.41%
Holding
313
New
17
Increased
57
Reduced
143
Closed
72

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$959K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$920K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$730K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$424K
5
ONIT
Onity Group
ONIT
+$390K

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$7.43M
2
PG icon
Procter & Gamble
PG
+$3.78M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.94M
4
PM icon
Philip Morris
PM
+$1.85M
5
MSFT icon
Microsoft
MSFT
+$1.7M

Sector Composition

Rank Sector Weight
1 Technology 8.32%
2 Financials 7.05%
3 Industrials 4.85%
4 Energy 4.02%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
26
PACCAR
PCAR
$66.4B
$1.85M 0.81%
40,866
-12,470
-23% -$538K
TDAY
27
USA Today Co
TDAY
$1.25B
$1.83M 0.8%
77,595
-2,429
-3% -$47.9K
LQD icon
28
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.82M 0.79%
15,213
-215
-1% -$25.6K
IYR icon
29
iShares US Real Estate ETF
IYR
$4.83B
$1.81M 0.79%
23,627
-5,412
-19% -$405K
BND icon
30
Vanguard Total Bond Market
BND
$159B
$1.79M 0.78%
21,721
-1,530
-7% -$126K
XOM icon
31
ExxonMobil
XOM
$611B
$1.78M 0.78%
19,309
-8,533
-31% -$796K
QQQ icon
32
Invesco QQQ Trust
QQQ
$466B
$1.75M 0.76%
16,935
+9,482
+127% +$959K
TLT icon
33
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.74M 0.76%
13,849
-1,280
-8% -$155K
GE icon
34
GE Aerospace
GE
$364B
$1.72M 0.75%
14,199
-7,453
-34% -$916K
DRA
35
DELISTED
Diversified Real Asset Income Fd
DRA
$1.71M 0.75%
98,727
-1,376
-1% -$24.2K
BAC icon
36
Bank of America
BAC
$430B
$1.66M 0.73%
92,979
-44,770
-33% -$766K
HPS
37
John Hancock Preferred Income Fund III
HPS
$461M
$1.5M 0.65%
83,752
+1,000
+1% +$17.9K
EFA icon
38
iShares MSCI EAFE ETF
EFA
$76.5B
$1.46M 0.64%
24,025
-2,141
-8% -$134K
HYLD
39
DELISTED
High Yield ETF
HYLD
$1.44M 0.63%
34,873
+5,759
+20% +$265K
IBB icon
40
iShares Biotechnology ETF
IBB
$9.23B
$1.42M 0.62%
14,058
-1,569
-10% -$152K
IWN icon
41
iShares Russell 2000 Value ETF
IWN
$14.4B
$1.42M 0.62%
13,945
-1,554
-10% -$152K
VZ icon
42
Verizon
VZ
$182B
$1.41M 0.61%
30,062
-5,522
-16% -$270K
EMD
43
Western Asset Emerging Markets Debt Fund
EMD
$619M
$1.4M 0.61%
88,652
+583
+0.7% +$9.68K
INTC icon
44
Intel
INTC
$478B
$1.38M 0.6%
38,012
-17,920
-32% -$623K
BSV icon
45
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.38M 0.6%
17,232
-1,424
-8% -$114K
MUE
46
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.25M 0.55%
93,105
– –
IAI icon
47
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$1.25M 0.54%
29,271
-3,424
-10% -$138K
XLU icon
48
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$1.22M 0.53%
51,720
-7,976
-13% -$181K
PGX icon
49
Invesco Preferred ETF
PGX
$3.91B
$1.22M 0.53%
83,026
-3,184
-4% -$46.4K
AWF
50
AllianceBernstein Global High Income Fund
AWF
$873M
$1.2M 0.53%
96,815
+4,653
+5% +$61.5K
1
2
3 4 5

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NWAM LLC's Q4 2014 Portfolio in Review

As of Q4 2014, NWAM LLC held 313 positions worth $229M, down 18% from $281M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $60.6M in Q4 2014, closing 72 positions and reducing 143 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Royal Dutch Shell PLC ADS Class A worth $890K.

  • NWAM LLC's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 13,295 shares worth $890K.
  • NWAM LLC added most to Invesco QQQ Trust in Q4 2014, an estimated $959K increase.
  • NWAM LLC's biggest Q4 2014 reduction was Starbucks, cutting an estimated $7.43M.
  • NWAM LLC fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q4 2014, selling an estimated $2.94M.
  • NWAM LLC's ten largest holdings make up 27% of its $229M portfolio in Q4 2014.
  • NWAM LLC opened 17 new positions and closed 72 in Q4 2014.
  • NWAM LLC's portfolio value fell 18% quarter-over-quarter to $229M.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.