We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$206M
AUM Growth
+$8.06M
Cap. Flow
-$14.2M
Cap. Flow %
-6.9%
Top 10 Hldgs %
23.6%
Holding
224
New
16
Increased
76
Reduced
112
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.27M
2
VTV icon
Vanguard Value ETF
VTV
+$1.15M
3
S
Sprint Corporation
S
+$1.02M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$953K
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$685K

Top Sells

Rank Stock Value
1
EPC icon
Edgewell Personal Care
EPC
+$13.7M
2
SBUX icon
Starbucks
SBUX
+$1.33M
3
AAPL icon
Apple
AAPL
+$1.15M
4
FON
SPRINT CORP FON COM
FON
+$965K
5
VB icon
Vanguard Small-Cap ETF
VB
+$657K

Sector Composition

Rank Sector Weight
1 Technology 11.88%
2 Financials 10.12%
3 Industrials 6.79%
4 Consumer Discretionary 5.92%
5 Healthcare 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.35M 1.14%
21,937
+2
+0% +$213
DLS icon
27
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$2.34M 1.13%
38,883
-5,843
-13% -$332K
T icon
28
AT&T
T
$152B
$2.32M 1.13%
90,735
+8,542
+10% +$224K
PG icon
29
Procter & Gamble
PG
$349B
$2.32M 1.12%
30,638
+555
+2% +$44.2K
PCAR icon
30
PACCAR
PCAR
$66.4B
$2.29M 1.11%
61,683
-2,300
-4% -$85.5K
FGP
31
DELISTED
Ferrellgas Partners, L.P.
FGP
$2.23M 1.08%
99,951
+77
+0.1% +$1.73K
BMY icon
32
Bristol-Myers Squibb
BMY
$124B
$2.2M 1.07%
47,453
-1,689
-3% -$74.1K
COST icon
33
Costco
COST
$417B
$2.16M 1.05%
18,757
-711
-4% -$82.1K
APU
34
DELISTED
AmeriGas Partners, L.P.
APU
$2.07M 1.01%
48,048
+6,182
+15% +$275K
JPM icon
35
JPMorgan Chase
JPM
$907B
$1.97M 0.96%
38,135
+781
+2% +$41.9K
PFE icon
36
Pfizer
PFE
$143B
$1.95M 0.95%
71,527
-2,075
-3% -$56.5K
EMB icon
37
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.93M 0.94%
17,673
+81
+0.5% +$8.79K
CSCO icon
38
Cisco
CSCO
$441B
$1.85M 0.9%
78,838
+3,246
+4% +$80.6K
PIE icon
39
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$247M
$1.8M 0.88%
99,759
-388
-0.4% -$7.02K
MRK icon
40
Merck
MRK
$315B
$1.75M 0.85%
38,486
+888
+2% +$40.5K
BND icon
41
Vanguard Total Bond Market
BND
$159B
$1.74M 0.85%
21,551
+2,006
+10% +$161K
XOM icon
42
ExxonMobil
XOM
$611B
$1.74M 0.84%
20,198
+876
+5% +$79K
PIZ icon
43
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$722M
$1.69M 0.82%
67,537
-12,611
-16% -$292K
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.69M 0.82%
14,840
+17
+0.1% +$1.92K
HYLD
45
DELISTED
High Yield ETF
HYLD
$1.68M 0.82%
32,722
-997
-3% -$51K
AWF
46
AllianceBernstein Global High Income Fund
AWF
$873M
$1.63M 0.79%
108,604
– –
DD
47
DELISTED
Du Pont De Nemours E I
DD
$1.59M 0.77%
28,683
-3,222
-10% -$176K
PCN
48
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$1.57M 0.76%
93,971
+3,990
+4% +$65.4K
PGX icon
49
Invesco Preferred ETF
PGX
$3.91B
$1.48M 0.72%
107,834
+4,383
+4% +$60.8K
BP icon
50
BP
BP
$108B
$1.44M 0.7%
41,814
+2,562
+7% +$87.9K
1
2
3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2013 Portfolio in Review

As of Q3 2013, NWAM LLC held 224 positions worth $206M, up 4.1% from $198M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $14.2M in Q3 2013, closing 17 positions and reducing 112 holdings. Its most notable exit was SPRINT CORP FON COM, an estimated $965K position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Sprint Corporation worth $965K.

  • NWAM LLC's largest Q3 2013 buy was Sprint Corporation: 155,159 shares worth $965K.
  • NWAM LLC added most to Microsoft in Q3 2013, an estimated $1.27M increase.
  • NWAM LLC's biggest Q3 2013 reduction was Edgewell Personal Care, cutting an estimated $13.7M.
  • NWAM LLC fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $965K.
  • NWAM LLC's ten largest holdings make up 24% of its $206M portfolio in Q3 2013.
  • NWAM LLC opened 16 new positions and closed 17 in Q3 2013.
  • NWAM LLC's portfolio value rose 4.1% quarter-over-quarter to $206M.

Based on NWAM LLC's 13F filing for Q3 2013, filed 9 Sep 2016.