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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQLT icon
451
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$225K 0.02%
6,687
-153
-2% -$5.37K
SPGI icon
452
S&P Global
SPGI
$130B
$222K 0.02%
608
+37
+6% +$14.5K
DON icon
453
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$221K 0.02%
+5,405
New +$230K
XPH icon
454
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$221K 0.02%
5,564
-2,557
-31% -$108K
BIDU icon
455
Baidu
BIDU
$35.8B
$221K 0.02%
1,646
+10
+0.6% +$1.4K
BNS icon
456
Scotiabank
BNS
$106B
$220K 0.02%
4,830
-702
-13% -$33.6K
IVOO icon
457
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
$220K 0.02%
2,600
– –
HALO icon
458
Halozyme
HALO
$9.66B
$220K 0.02%
5,750
– –
CDNS icon
459
Cadence Design Systems
CDNS
$93.4B
$220K 0.02%
937
-9
-1% -$2.11K
SPIP icon
460
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$218K 0.02%
8,776
-179
-2% -$4.54K
SCHC icon
461
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$217K 0.02%
6,741
– –
WY icon
462
Weyerhaeuser
WY
$17.2B
$214K 0.02%
6,977
+72
+1% +$2.37K
ALB icon
463
Albemarle
ALB
$13.7B
$213K 0.02%
+1,254
New +$250K
PLD icon
464
Prologis
PLD
$137B
$212K 0.02%
1,887
+250
+15% +$30.6K
ARKW icon
465
ARK Web x.0 ETF
ARKW
$1.65B
$212K 0.02%
3,908
– –
DDOG icon
466
Datadog
DDOG
$89.7B
$210K 0.02%
2,309
+67
+3% +$6.63K
KR icon
467
Kroger
KR
$35.5B
$208K 0.02%
4,642
-1,555
-25% -$73.2K
IWS icon
468
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$207K 0.02%
1,988
-180
-8% -$19.8K
BBJP icon
469
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
$207K 0.02%
4,128
-319
-7% -$16.4K
CVBF icon
470
CVB Financial
CVBF
$3.97B
$207K 0.02%
+12,500
New +$212K
BABA icon
471
Alibaba
BABA
$276B
$207K 0.02%
+2,387
New +$218K
ADSK icon
472
Autodesk
ADSK
$47.7B
$207K 0.02%
1,000
-17
-2% -$3.57K
AVRE icon
473
Avantis Real Estate ETF
AVRE
$882M
$207K 0.02%
5,504
-7,569
-58% -$307K
ADI icon
474
Analog Devices
ADI
$181B
$206K 0.02%
1,177
-246
-17% -$45.4K
SGOV icon
475
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$204K 0.02%
2,029
– –
17 18
19
20 21

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LBC
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CAM
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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.