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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPG icon
451
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$552M
$230K 0.02%
5,096
-62
-1% -$2.56K
BNY
452
Bank of New York Mellon
BNY
$107B
$227K 0.02%
4,381
+12
+0.3% +$624
CTVA icon
453
Corteva
CTVA
$58.6B
$227K 0.02%
5,384
-30
-0.6% -$1.3K
XMLV icon
454
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$227K 0.02%
4,322
+208
+5% +$11.3K
IDLV icon
455
Invesco S&P International Developed Low Volatility ETF
IDLV
$341M
$226K 0.02%
7,366
+318
+5% +$10.1K
CERN
456
DELISTED
Cerner Corp
CERN
$225K 0.02%
+3,184
New +$246K
MA icon
457
Mastercard
MA
$487B
$224K 0.02%
645
-26
-4% -$9.45K
PHO icon
458
Invesco Water Resources ETF
PHO
$1.98B
$222K 0.02%
4,055
+200
+5% +$11.4K
HIG icon
459
Hartford Financial Services
HIG
$38.4B
$218K 0.02%
+3,108
New +$205K
TT icon
460
Trane Technologies
TT
$107B
$217K 0.02%
1,257
+26
+2% +$5K
D icon
461
Dominion Energy
D
$61.8B
$215K 0.02%
2,945
+109
+4% +$8.31K
AZN icon
462
AstraZeneca
AZN
$263B
$212K 0.02%
+1,764
New +$205K
FDVV icon
463
Fidelity High Dividend ETF
FDVV
$10.1B
$211K 0.02%
+5,700
New +$217K
CGW icon
464
Invesco S&P Global Water Index ETF
CGW
$1.05B
$210K 0.02%
3,767
– –
ELV icon
465
Elevance Health
ELV
$82.1B
$209K 0.02%
+560
New +$213K
LDOS icon
466
Leidos
LDOS
$14.5B
$208K 0.02%
2,163
-300
-12% -$29.7K
NVS icon
467
Novartis
NVS
$297B
$208K 0.02%
2,546
-221
-8% -$19.9K
CWB icon
468
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$207K 0.02%
+2,423
New +$209K
DELL icon
469
Dell
DELL
$276B
$207K 0.02%
+3,926
New +$196K
FIS icon
470
Fidelity National Information Services
FIS
$22.3B
$207K 0.02%
1,698
-50
-3% -$6.71K
IWS icon
471
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$204K 0.02%
1,803
-665
-27% -$77K
NULV icon
472
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$204K 0.02%
+5,452
New +$209K
MS icon
473
Morgan Stanley
MS
$337B
$203K 0.02%
+2,087
New +$207K
DG icon
474
Dollar General
DG
$27.2B
$202K 0.02%
953
+8
+0.8% +$1.8K
FIDU icon
475
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
$201K 0.02%
+3,871
New +$210K
17 18
19
20 21

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.