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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.08B
AUM Growth
+$73.4M
Cap. Flow
+$6.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
27.88%
Holding
535
New
44
Increased
168
Reduced
219
Closed
67

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.47M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.89M
3
SLB icon
SLB Ltd
SLB
+$3.7M
4
BKR icon
Baker Hughes
BKR
+$3.66M
5
FCX icon
Freeport-McMoran
FCX
+$3.63M

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$4.77M
2
SHOP icon
Shopify
SHOP
+$4.71M
3
HPQ icon
HP
HPQ
+$3.74M
4
WHR icon
Whirlpool
WHR
+$3.53M
5
DVN icon
Devon Energy
DVN
+$3.19M

Sector Composition

Rank Sector Weight
1 Technology 15.99%
2 Consumer Discretionary 5.03%
3 Financials 4.71%
4 Industrials 4.69%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWLO icon
451
Twilio
TWLO
$29.1B
$202K 0.02%
+513
New +$178K
URI icon
452
United Rentals
URI
$71.1B
$201K 0.02%
631
-95
-13% -$30.7K
M icon
453
Macy's
M
$6.15B
$192K 0.02%
+10,101
New +$179K
MUI
454
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$188K 0.02%
12,000
-4,000
-25% -$61.5K
OYST
455
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$172K 0.02%
10,000
– –
VGM icon
456
Invesco Trust Investment Grade Municipals
VGM
$549M
$162K 0.02%
11,570
– –
ABEV icon
457
Ambev
ABEV
$47.3B
$154K 0.01%
44,911
-707
-2% -$2.3K
INO icon
458
Inovio Pharmaceuticals
INO
$79.8M
$150K 0.01%
1,350
+42
+3% +$4.03K
LEO
459
BNY Mellon Strategic Municipals
LEO
$387M
$139K 0.01%
15,500
– –
TDAY
460
USA Today Co
TDAY
$1.23B
$118K 0.01%
21,451
-1,528
-7% -$7.8K
PSCE icon
461
Invesco S&P SmallCap Energy ETF
PSCE
$101M
$88K 0.01%
2,200
-120
-5% -$4.21K
NSL
462
DELISTED
NUVEEN SENIOR INCM FD
NSL
$83K 0.01%
14,100
+3,500
+33% +$19.9K
RIG icon
463
Transocean
RIG
$5.92B
$80K 0.01%
17,779
+1,889
+12% +$7.17K
JQC icon
464
Nuveen Credit Strategies Income Fund
JQC
$702M
$75K 0.01%
11,041
-23,604
-68% -$156K
TSI
465
TCW Strategic Income Fund
TSI
$212M
$69K 0.01%
11,700
-20,900
-64% -$121K
KZR
466
DELISTED
Kezar Life Sciences
KZR
$68K 0.01%
1,259
– –
ADVM
467
DELISTED
Adverum Biotechnologies
ADVM
$35K ﹤0.01%
1,000
– –
ATHX
468
DELISTED
Athersys, Inc. Common Stock
ATHX
$29K ﹤0.01%
800
– –
ADI icon
469
Analog Devices
ADI
$181B
– –
-1,549
Closed -$240K
AGRO icon
470
Adecoagro
AGRO
$1.53B
– –
-175,900
Closed -$1.38M
AMTX icon
471
Aemetis
AMTX
$119M
– –
-8,700
Closed -$213K
BDX icon
472
Becton Dickinson
BDX
$43.1B
– –
-860
Closed -$204K
BHK icon
473
BlackRock Core Bond Trust
BHK
$642M
– –
-13,294
Closed -$209K
CENN icon
474
Cenntro
CENN
$8.23M
– –
-2
Closed -$15K
CNRG icon
475
State Street SPDR S&P Kensho Clean Power ETF
CNRG
$200M
– –
-2,073
Closed -$236K
17 18
19
20 21

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NWAM LLC's Q2 2021 Portfolio in Review

As of Q2 2021, NWAM LLC held 535 positions worth $1.08B, up 7.3% from $1B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q2 2021 filing shows 44 new, 168 increased, 219 reduced and 67 closed positions. Its largest new stake was VanEck Oil Services ETF: 18,602 shares worth $4.07M. The largest sale was Corning, an estimated $4.77M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Financials.

  • NWAM LLC's largest Q2 2021 buy was VanEck Oil Services ETF: 18,602 shares worth $4.07M.
  • NWAM LLC added most to iShares 0-5 Year TIPS Bond ETF in Q2 2021, an estimated $5.47M increase.
  • NWAM LLC's biggest Q2 2021 reduction was Shopify, cutting an estimated $4.71M.
  • NWAM LLC fully exited Corning in Q2 2021, selling an estimated $4.77M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.08B portfolio in Q2 2021.
  • NWAM LLC opened 44 new positions and closed 67 in Q2 2021.
  • NWAM LLC's portfolio value rose 7.3% quarter-over-quarter to $1.08B.

Based on NWAM LLC's 13F filing for Q2 2021, filed 4 Aug 2021.