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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSMD icon
451
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$208K 0.02%
+3,099
New +$206K
NZF icon
452
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$208K 0.02%
12,893
-8,456
-40% -$136K
XLP icon
453
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$208K 0.02%
3,045
-315
-9% -$20.7K
AMT icon
454
American Tower
AMT
$79.9B
$207K 0.02%
+864
New +$192K
CTVA icon
455
Corteva
CTVA
$59.5B
$205K 0.02%
+4,395
New +$194K
BDX icon
456
Becton Dickinson
BDX
$45.8B
$204K 0.02%
+860
New +$210K
NTRS icon
457
Northern Trust
NTRS
$22.2B
$204K 0.02%
+1,939
New +$190K
SFL icon
458
SFL Corp
SFL
$1.61B
$202K 0.02%
+25,240
New +$187K
SCHW
459
Charles Schwab
SCHW
$184B
$201K 0.02%
+3,079
New +$187K
SGOL icon
460
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$193K 0.02%
11,773
-335
-3% -$5.77K
FTF
461
Franklin Limited Duration Income Trust
FTF
$233M
$191K 0.02%
20,834
-14,338
-41% -$134K
TEVA icon
462
Teva Pharmaceuticals
TEVA
$36.9B
$189K 0.02%
16,411
-13,541
-45% -$155K
KG
463
Kestrel Group
KG
$68M
$187K 0.02%
2,834
-10,858
-79% -$582K
TSI
464
TCW Strategic Income Fund
TSI
$214M
$185K 0.02%
32,600
-5,700
-15% -$32K
NAD icon
465
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$183K 0.02%
12,120
-23,609
-66% -$356K
OYST
466
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
$183K 0.02%
10,000
– –
FEN
467
DELISTED
First Trust Energy Income and Growth Fund
FEN
$177K 0.02%
13,250
-11,025
-45% -$136K
NRK icon
468
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$169K 0.02%
12,363
-5,875
-32% -$79.4K
NAC icon
469
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$165K 0.02%
11,093
– –
VGM icon
470
Invesco Trust Investment Grade Municipals
VGM
$552M
$156K 0.02%
11,570
-2,500
-18% -$33.2K
INO icon
471
Inovio Pharmaceuticals
INO
$84.7M
$146K 0.01%
1,308
+58
+5% +$7.63K
ETRN
472
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$142K 0.01%
17,411
-63,657
-79% -$484K
LEO
473
BNY Mellon Strategic Municipals
LEO
$386M
$132K 0.01%
15,500
– –
ABEV icon
474
Ambev
ABEV
$48.4B
$125K 0.01%
45,618
– –
TDAY
475
USA Today Co
TDAY
$1.27B
$124K 0.01%
22,979
+300
+1% +$1.47K
17 18
19
20 21

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.