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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTX icon
451
Aemetis
AMTX
$104M
$46K 0.01%
18,600
-5,700
-23% -$17.3K
RIG icon
452
Transocean
RIG
$5.52B
$37K ﹤0.01%
16,180
-14,323
-47% -$21.1K
ATHX
453
DELISTED
Athersys, Inc. Common Stock
ATHX
$35K ﹤0.01%
800
– –
BBCP icon
454
Concrete Pumping Holdings
BBCP
$513M
– –
-12,000
Closed -$43K
CAH icon
455
Cardinal Health
CAH
$54.5B
– –
-13,869
Closed -$651K
CCL icon
456
Carnival Corporation Ltd
CCL
$38.7B
– –
-53,095
Closed -$806K
GEL icon
457
Genesis Energy
GEL
$1.81B
– –
-14,387
Closed -$65K
B
458
Barrick Mining
B
$61.5B
– –
-17,444
Closed -$490K
SFL icon
459
SFL Corp
SFL
$1.61B
– –
-20,172
Closed -$151K
SPY icon
460
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-4,600
Closed -$1.64M
WKHS icon
461
Workhorse Group
WKHS
$32.4M
– –
-4
Closed -$278K
TCS
462
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-2,217
Closed -$206K
SRC
463
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-14,286
Closed -$482K
GPP
464
DELISTED
Green Plains Partners LP
GPP
– –
-11,390
Closed -$80K
KL
465
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-26,452
Closed -$1.29M
FLIR
466
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-21,910
Closed -$785K
BKK
467
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– –
-51,612
Closed -$776K
15 16 17 18
19

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.