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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.74B
AUM Growth
-$51.9M
Cap. Flow
+$33.7M
Cap. Flow %
1.94%
Top 10 Hldgs %
23.66%
Holding
680
New
63
Increased
264
Reduced
257
Closed
59

Top Buys

1
PG icon
Procter & Gamble
PG
+$6.13M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.91M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.65M
4
AVGO icon
Broadcom
AVGO
+$3.12M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.96M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.74M
2
MSFT icon
Microsoft
MSFT
+$5.53M
3
AMZN icon
Amazon
AMZN
+$4.47M
4
AVXL icon
Anavex Life Sciences
AVXL
+$4.37M
5
SHOP icon
Shopify
SHOP
+$4.21M

Sector Composition

1 Technology 16.37%
2 Industrials 5.39%
3 Healthcare 4.52%
4 Consumer Discretionary 3.78%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMHQ icon
451
Invesco S&P MidCap Quality ETF
XMHQ
$5.39B
$410K 0.02%
3,969
-271
-6% -$28.8K
DFAS icon
452
Dimensional US Small Cap ETF
DFAS
$15B
$409K 0.02%
+5,750
New +$422K
KLAC icon
453
KLA
KLAC
$278B
$408K 0.02%
2,770
+10
+0.4% +$1.46K
MLPA icon
454
Global X MLP ETF
MLPA
$2.22B
$394K 0.02%
7,317
– –
DFGR icon
455
Dimensional Global Real Estate ETF
DFGR
$3.84B
$389K 0.02%
14,652
-2,256
-13% -$61.9K
VHT icon
456
Vanguard Health Care ETF
VHT
$18B
$385K 0.02%
1,415
+39
+3% +$11.1K
BTAL icon
457
AGF US Market Neutral Anti-Beta Fund
BTAL
$303M
$385K 0.02%
27,549
-1,500
-5% -$21K
SPMD icon
458
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.1B
$382K 0.02%
6,448
-101
-2% -$6.15K
AVSF icon
459
Avantis Short-Term Fixed Income ETF
AVSF
$664M
$379K 0.02%
8,101
-471
-5% -$22.2K
IWS icon
460
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$378K 0.02%
2,594
-300
-10% -$44.5K
QQWZ
461
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
$36.8M
$371K 0.02%
+14,094
New +$372K
AKRE
462
Akre Focus ETF
AKRE
$5.36B
$370K 0.02%
7,000
-1,500
-18% -$87.1K
NCLH icon
463
Norwegian Cruise Line
NCLH
$8.93B
$368K 0.02%
+19,673
New +$430K
FLDB icon
464
Fidelity Low Duration Bond ETF
FLDB
$413M
$366K 0.02%
7,276
+5
+0.1% +$252
AON icon
465
Aon
AON
$78.4B
$365K 0.02%
1,132
-9
-0.8% -$2.99K
BKLN icon
466
Invesco Senior Loan ETF
BKLN
$7.19B
$363K 0.02%
17,802
-372
-2% -$7.68K
SPGI icon
467
S&P Global
SPGI
$133B
$358K 0.02%
842
-27
-3% -$12.5K
SCHO icon
468
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$358K 0.02%
14,748
+1
+0% +$24
HALO icon
469
Halozyme
HALO
$9.23B
$357K 0.02%
5,521
-8
-0.1% -$564
ECL icon
470
Ecolab
ECL
$76.8B
$354K 0.02%
1,330
+370
+39% +$104K
FDX icon
471
FedEx
FDX
$74.7B
$354K 0.02%
993
-39
-4% -$13.5K
VTIP icon
472
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$350K 0.02%
+7,015
New +$349K
HIG icon
473
Hartford Financial Services
HIG
$38.4B
$346K 0.02%
2,556
+4
+0.2% +$546
CNQ icon
474
Canadian Natural Resources
CNQ
$91.5B
$345K 0.02%
7,073
– –
CDE icon
475
Coeur Mining
CDE
$14.8B
$343K 0.02%
18,282
+516
+3% +$11.2K
17 18
19
20 21

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NWAM LLC's Q1 2026 Portfolio in Review

As of Q1 2026, NWAM LLC held 680 positions worth $1.74B, down 2.9% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2026 filing shows 63 new, 264 increased, 257 reduced and 59 closed positions. Its largest new stake was EchoStar: 20,172 shares worth $2.36M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.74M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q1 2026 buy was EchoStar: 20,172 shares worth $2.36M.
  • NWAM LLC added most to Procter & Gamble in Q1 2026, an estimated $6.13M increase.
  • NWAM LLC's biggest Q1 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.74M.
  • NWAM LLC fully exited Anavex Life Sciences in Q1 2026, selling an estimated $4.37M.
  • NWAM LLC's ten largest holdings make up 24% of its $1.74B portfolio in Q1 2026.
  • NWAM LLC opened 63 new positions and closed 59 in Q1 2026.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.74B.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.