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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.79B
AUM Growth
-$53M
Cap. Flow
-$114M
Cap. Flow %
-6.37%
Top 10 Hldgs %
25.98%
Holding
690
New
53
Increased
216
Reduced
328
Closed
73

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.82M
2
HON icon
Honeywell
HON
+$4.34M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$3.81M
4
HAL icon
Halliburton
HAL
+$3.49M
5
CNR
Core Natural Resources Inc
CNR
+$2.77M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$7.07M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.56M
3
DELL icon
Dell
DELL
+$4.98M
4
BLSH
Bullish
BLSH
+$4.19M
5
AAPL icon
Apple
AAPL
+$4.19M

Sector Composition

Rank Sector Weight
1 Technology 17.87%
2 Industrials 4.96%
3 Healthcare 4.65%
4 Consumer Discretionary 4.4%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
426
Uber
UBER
$143B
$421K 0.02%
5,139
-7,393
-59% -$666K
D icon
427
Dominion Energy
D
$62.5B
$417K 0.02%
6,940
-6,470
-48% -$390K
FDIQ
428
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$52.5M
$416K 0.02%
+6,386
New +$385K
BTAL icon
429
AGF US Market Neutral Anti-Beta Fund
BTAL
$307M
$411K 0.02%
+29,049
New +$437K
KMI icon
430
Kinder Morgan
KMI
$70.6B
$411K 0.02%
14,214
-226
-2% -$6.11K
FAX
431
abrdn Asia-Pacific Income Fund
FAX
$596M
$411K 0.02%
26,727
+3,674
+16% +$56.7K
ICE icon
432
Intercontinental Exchange
ICE
$86.1B
$411K 0.02%
2,373
-688
-22% -$108K
TRV icon
433
Travelers Companies
TRV
$82.5B
$411K 0.02%
1,422
-297
-17% -$83.6K
KLAC icon
434
KLA
KLAC
$251B
$410K 0.02%
2,760
-3,140
-53% -$368K
TMUS icon
435
T-Mobile US
TMUS
$198B
$409K 0.02%
2,053
-86
-4% -$18.2K
IHI icon
436
iShares US Medical Devices ETF
IHI
$3.14B
$408K 0.02%
6,717
-1,251
-16% -$77.2K
SCHH icon
437
Schwab US REIT ETF
SCHH
$11.8B
$407K 0.02%
19,452
-304
-2% -$6.45K
TRGP icon
438
Targa Resources
TRGP
$56B
$405K 0.02%
2,102
-83
-4% -$14K
VHT icon
439
Vanguard Health Care ETF
VHT
$18.6B
$404K 0.02%
1,376
-112
-8% -$31.3K
AVSF icon
440
Avantis Short-Term Fixed Income ETF
AVSF
$654M
$404K 0.02%
8,572
-557
-6% -$26.3K
AON icon
441
Aon
AON
$81.1B
$402K 0.02%
1,141
+14
+1% +$4.89K
BABA icon
442
Alibaba
BABA
$277B
$400K 0.02%
2,551
-1,888
-43% -$307K
TXN icon
443
Texas Instruments
TXN
$256B
$400K 0.02%
2,103
-41
-2% -$7.02K
TFC icon
444
Truist Financial
TFC
$64.4B
$399K 0.02%
7,960
-3
-0% -$138
SPMD icon
445
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$398K 0.02%
6,549
+78
+1% +$4.48K
SPMO icon
446
Invesco S&P 500 Momentum ETF
SPMO
$20.4B
$397K 0.02%
3,340
-3,022
-48% -$362K
CHD icon
447
Church & Dwight Co
CHD
$23.8B
$391K 0.02%
+4,257
New +$364K
NOW icon
448
ServiceNow
NOW
$116B
$389K 0.02%
2,842
-748
-21% -$128K
CIEN icon
449
Ciena
CIEN
$48.5B
$389K 0.02%
1,672
-833
-33% -$162K
XTEN icon
450
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
$1.05B
$387K 0.02%
8,331
-14,404
-63% -$673K
16 17
18
19 20

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NWAM LLC's Q4 2025 Portfolio in Review

As of Q4 2025, NWAM LLC held 690 positions worth $1.79B, down 2.9% from $1.84B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC withdrew a net $114M in Q4 2025, closing 73 positions and reducing 328 holdings. Its most notable exit was Bullish, an estimated $4.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, NWAM LLC opened a new position in iShares Latin America 40 ETF worth $4.5M.

  • NWAM LLC's largest Q4 2025 buy was iShares Latin America 40 ETF: 128,100 shares worth $4.5M.
  • NWAM LLC added most to United Parcel Service in Q4 2025, an estimated $4.82M increase.
  • NWAM LLC's biggest Q4 2025 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $7.07M.
  • NWAM LLC fully exited Bullish in Q4 2025, selling an estimated $4.19M.
  • NWAM LLC's ten largest holdings make up 26% of its $1.79B portfolio in Q4 2025.
  • NWAM LLC opened 53 new positions and closed 73 in Q4 2025.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.79B.

Based on NWAM LLC's 13F filing for Q4 2025, filed 4 Feb 2026.