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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAVA icon
426
JPMorgan Active Value ETF
JAVA
$6.79B
$248K 0.03%
+4,836
New +$258K
TFC icon
427
Truist Financial
TFC
$64B
$246K 0.03%
8,615
+55
+0.6% +$1.69K
ROK icon
428
Rockwell Automation
ROK
$51.1B
$246K 0.02%
860
-121
-12% -$37.4K
CLX icon
429
Clorox
CLX
$12B
$245K 0.02%
1,865
-523
-22% -$79.5K
BDX icon
430
Becton Dickinson
BDX
$44.8B
$243K 0.02%
941
+133
+16% +$35.9K
VLO icon
431
Valero Energy
VLO
$90.2B
$243K 0.02%
1,714
-330
-16% -$43.2K
SOFI icon
432
SoFi Technologies
SOFI
$21.3B
$242K 0.02%
30,313
+9,245
+44% +$81.3K
CTVA icon
433
Corteva
CTVA
$59.2B
$242K 0.02%
4,732
-345
-7% -$18.3K
MSI icon
434
Motorola Solutions
MSI
$70.8B
$241K 0.02%
886
+3
+0.3% +$854
XLU icon
435
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
$240K 0.02%
8,150
-35,004
-81% -$1.13M
HZNP
436
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$238K 0.02%
2,054
– –
VOE icon
437
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$236K 0.02%
1,804
-2,466
-58% -$342K
C icon
438
Citigroup
C
$222B
$235K 0.02%
5,724
-1,870
-25% -$82.1K
LDOS icon
439
Leidos
LDOS
$14.7B
$235K 0.02%
+2,545
New +$240K
DUK icon
440
Duke Energy
DUK
$101B
$232K 0.02%
2,631
-447
-15% -$41K
NVO
441
Novo Nordisk
NVO
$222B
$232K 0.02%
+2,547
New +$224K
KMI icon
442
Kinder Morgan
KMI
$70.7B
$231K 0.02%
13,935
-57
-0.4% -$983
ABNB icon
443
Airbnb
ABNB
$88.7B
$230K 0.02%
1,674
-185
-10% -$25.5K
GIS icon
444
General Mills
GIS
$19.9B
$229K 0.02%
3,582
-614
-15% -$43.4K
JEPI icon
445
JPMorgan Equity Premium Income ETF
JEPI
$45.8B
$229K 0.02%
4,273
-581
-12% -$32K
EMB icon
446
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$229K 0.02%
2,773
-31,800
-92% -$2.71M
DGRO icon
447
iShares Core Dividend Growth ETF
DGRO
$43.2B
$228K 0.02%
4,599
-598
-12% -$31K
RNAM
448
DELISTED
Avidity Biosciences
RNAM
$228K 0.02%
35,693
+4,928
+16% +$42.5K
SHV icon
449
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$227K 0.02%
2,053
-282
-12% -$31.1K
LHX icon
450
L3Harris
LHX
$57B
$226K 0.02%
1,295
-35
-3% -$6.44K
16 17
18
19 20

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.