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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
426
Elevance Health
ELV
$83.7B
$227K 0.02%
492
-81
-14% -$38.5K
BKNG icon
427
Booking.com
BKNG
$154B
$225K 0.02%
+2,125
New +$207K
HALO icon
428
Halozyme
HALO
$9.9B
$225K 0.02%
5,900
– –
CB icon
429
Chubb
CB
$141B
$225K 0.02%
1,159
-58
-5% -$12.2K
IDLV icon
430
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$225K 0.02%
8,211
– –
HZNP
431
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$224K 0.02%
2,054
-137
-6% -$15.1K
SHV icon
432
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$223K 0.02%
+2,021
New +$223K
EUSB icon
433
iShares ESG Advanced Universal USD Bond ETF
EUSB
$714M
$223K 0.02%
5,149
– –
GSK icon
434
GSK
GSK
$108B
$222K 0.02%
+6,232
New +$218K
NVO
435
Novo Nordisk
NVO
$225B
$221K 0.02%
+2,778
New +$197K
UL icon
436
Unilever
UL
$144B
$221K 0.02%
3,775
-120
-3% -$6.82K
URTH icon
437
iShares MSCI World ETF
URTH
$7.93B
$220K 0.02%
+1,872
New +$215K
IVOO icon
438
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$220K 0.02%
2,600
– –
ADI icon
439
Analog Devices
ADI
$178B
$220K 0.02%
+1,114
New +$200K
IFLN
440
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$219K 0.02%
12,514
-24,446
-66% -$424K
BBAG icon
441
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.03B
$219K 0.02%
+4,663
New +$217K
XEL icon
442
Xcel Energy
XEL
$50.1B
$217K 0.02%
3,224
+177
+6% +$11.9K
JEPI icon
443
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$217K 0.02%
3,971
-5,094
-56% -$276K
QLD icon
444
ProShares Ultra QQQ
QLD
$12.2B
$214K 0.02%
+8,642
New +$183K
SPIP icon
445
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$212K 0.02%
+7,935
New +$208K
ARKW icon
446
ARK Web x.0 ETF
ARKW
$1.64B
$210K 0.02%
+3,908
New +$190K
GVIP icon
447
Goldman Sachs Hedge Industry VIP ETF
GVIP
$549M
$209K 0.02%
+2,715
New +$204K
PDP icon
448
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$209K 0.02%
2,750
-1,651
-38% -$123K
BBJP icon
449
JPMorgan BetaBuilders Japan ETF
BBJP
$17.1B
$208K 0.02%
4,305
-155
-3% -$7.27K
IUSG icon
450
iShares Core S&P US Growth ETF
IUSG
$31B
$207K 0.02%
+2,328
New +$198K
16 17
18
19 20

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.