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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.3B
AUM Growth
+$36.8M
Cap. Flow
+$71.8M
Cap. Flow %
5.52%
Top 10 Hldgs %
29.37%
Holding
583
New
78
Increased
227
Reduced
192
Closed
61

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.5M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.4M
3
GLD icon
SPDR Gold Trust
GLD
+$5.28M
4
XOM icon
ExxonMobil
XOM
+$4.99M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.93M

Top Sells

Rank Stock Value
1
ECL icon
Ecolab
ECL
+$5.28M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.28M
3
GT icon
Goodyear
GT
+$3.63M
4
AA icon
Alcoa
AA
+$3.22M
5
DIS icon
Walt Disney
DIS
+$3.22M

Sector Composition

Rank Sector Weight
1 Technology 17.19%
2 Healthcare 4.82%
3 Industrials 4.67%
4 Financials 4.28%
5 Consumer Discretionary 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCZ icon
426
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$294K 0.02%
4,432
– –
DAL icon
427
Delta Air Lines
DAL
$58.8B
$291K 0.02%
+7,355
New +$286K
VALE icon
428
Vale
VALE
$62.6B
$291K 0.02%
14,552
+2,625
+22% +$45.5K
MDLZ icon
429
Mondelez International
MDLZ
$80.2B
$286K 0.02%
+4,555
New +$296K
MPC icon
430
Marathon Petroleum
MPC
$89.3B
$286K 0.02%
+3,350
New +$255K
NULV icon
431
Nuveen ESG Large-Cap Value ETF
NULV
$2.19B
$286K 0.02%
7,510
+1,427
+23% +$53.6K
SCHH icon
432
Schwab US REIT ETF
SCHH
$11.7B
$286K 0.02%
11,474
-810
-7% -$19.5K
CTVA icon
433
Corteva
CTVA
$59.5B
$285K 0.02%
4,955
-41
-0.8% -$2.1K
DOCU
434
DocuSign
DOCU
$10.7B
$285K 0.02%
2,661
-578
-18% -$66.3K
FIS icon
435
Fidelity National Information Services
FIS
$23.2B
$285K 0.02%
2,836
+331
+13% +$34.6K
ARB icon
436
AltShares Merger Arbitrage ETF
ARB
$102M
$283K 0.02%
+10,669
New +$280K
KMI icon
437
Kinder Morgan
KMI
$70.3B
$281K 0.02%
14,854
-2,050
-12% -$36.1K
MRSH
438
Marsh
MRSH
$91.7B
$280K 0.02%
+1,640
New +$259K
KR icon
439
Kroger
KR
$36.3B
$278K 0.02%
+4,852
New +$241K
ICVT icon
440
iShares Convertible Bond ETF
ICVT
$7.11B
$277K 0.02%
+3,325
New +$276K
JMST icon
441
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$276K 0.02%
5,454
-1,958
-26% -$99.5K
SHV icon
442
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$276K 0.02%
+2,500
New +$276K
SNAP icon
443
Snap
SNAP
$8.02B
$275K 0.02%
7,632
-1,221
-14% -$44.2K
UYG icon
444
ProShares Ultra Financials
UYG
$847M
$275K 0.02%
4,360
+1
+0% +$64
ADSK icon
445
Autodesk
ADSK
$50.1B
$274K 0.02%
1,278
+37
+3% +$8.52K
BBIN icon
446
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
$274K 0.02%
+4,933
New +$279K
BHP icon
447
BHP
BHP
$213B
$272K 0.02%
+3,950
New +$240K
DG icon
448
Dollar General
DG
$27.8B
$272K 0.02%
1,220
+154
+14% +$32.7K
IWY icon
449
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$272K 0.02%
1,711
– –
DGS icon
450
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$266K 0.02%
4,982
– –
16 17
18
19 20

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NWAM LLC's Q1 2022 Portfolio in Review

As of Q1 2022, NWAM LLC held 583 positions worth $1.3B, up 2.9% from $1.26B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $71.8M of net new capital in Q1 2022, opening 78 new positions and adding to 227 existing holdings. Its largest new stake was Devon Energy: 56,698 shares worth $3.35M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $5.28M trimmed.

  • NWAM LLC's largest Q1 2022 buy was Devon Energy: 56,698 shares worth $3.35M.
  • NWAM LLC added most to Invesco QQQ Trust in Q1 2022, an estimated $14.5M increase.
  • NWAM LLC's biggest Q1 2022 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.28M.
  • NWAM LLC fully exited Ecolab in Q1 2022, selling an estimated $5.28M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.3B portfolio in Q1 2022.
  • NWAM LLC opened 78 new positions and closed 61 in Q1 2022.
  • NWAM LLC's portfolio value rose 2.9% quarter-over-quarter to $1.3B.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.