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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
426
Schwab International Small-Cap Equity ETF
SCHC
$5.37B
$284K 0.02%
6,931
-2,831
-29% -$118K
IGV icon
427
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
$276K 0.02%
3,475
+25
+0.7% +$2.09K
IQDF icon
428
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$275K 0.02%
10,761
– –
VNM icon
429
VanEck Vietnam ETF
VNM
$472M
$275K 0.02%
12,964
-2,737
-17% -$55.6K
HSY icon
430
Hershey
HSY
$36.5B
$274K 0.02%
1,414
-28
-2% -$5.07K
FIS icon
431
Fidelity National Information Services
FIS
$22.3B
$273K 0.02%
2,505
+807
+48% +$91.2K
KMI icon
432
Kinder Morgan
KMI
$70.7B
$268K 0.02%
16,904
+630
+4% +$10.5K
VCR icon
433
Vanguard Consumer Discretionary ETF
VCR
$5.92B
$268K 0.02%
+787
New +$264K
IFF icon
434
International Flavors & Fragrances
IFF
$19.5B
$267K 0.02%
1,772
-23
-1% -$3.35K
SHYD icon
435
VanEck Short High Yield Muni ETF
SHYD
$452M
$266K 0.02%
10,596
– –
DGS icon
436
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$264K 0.02%
4,982
+43
+0.9% +$2.26K
TT icon
437
Trane Technologies
TT
$107B
$264K 0.02%
1,305
+48
+4% +$9.03K
ALK icon
438
Alaska Air
ALK
$5.3B
$263K 0.02%
5,045
-43,854
-90% -$2.37M
PHO icon
439
Invesco Water Resources ETF
PHO
$1.98B
$260K 0.02%
4,270
+215
+5% +$12.5K
ADI icon
440
Analog Devices
ADI
$181B
$258K 0.02%
+1,470
New +$260K
EXPD icon
441
Expeditors International
EXPD
$22.4B
$258K 0.02%
1,921
-903
-32% -$113K
BNY
442
Bank of New York Mellon
BNY
$107B
$255K 0.02%
4,393
+12
+0.3% +$690
CMDY icon
443
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$556M
$252K 0.02%
+5,096
New +$290K
DG icon
444
Dollar General
DG
$27.2B
$251K 0.02%
1,066
+113
+12% +$25K
IPG
445
DELISTED
Interpublic Group of Companies
IPG
$251K 0.02%
6,706
+50
+0.8% +$1.82K
IVOO icon
446
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
$249K 0.02%
2,600
– –
VHT icon
447
Vanguard Health Care ETF
VHT
$18.3B
$249K 0.02%
+935
New +$238K
WDFC icon
448
WD-40
WDFC
$3.13B
$245K 0.02%
1,000
– –
VGLT icon
449
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$243K 0.02%
2,719
– –
XOP icon
450
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.48B
$243K 0.02%
+2,533
New +$259K
16 17
18
19 20

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.