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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
426
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$256K 0.02%
913
– –
ZS icon
427
Zscaler
ZS
$23.8B
$254K 0.02%
967
-5
-0.5% -$1.26K
CTSH icon
428
Cognizant
CTSH
$22.3B
$251K 0.02%
+3,378
New +$249K
SHM icon
429
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$251K 0.02%
+5,075
New +$252K
EBIZ icon
430
Global X E-commerce ETF
EBIZ
$27.9M
$249K 0.02%
+8,265
New +$265K
IP icon
431
International Paper
IP
$22.5B
$249K 0.02%
4,702
-147
-3% -$8.18K
IMTB icon
432
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$248K 0.02%
4,850
– –
XYL icon
433
Xylem
XYL
$28.6B
$246K 0.02%
1,987
– –
HSY icon
434
Hershey
HSY
$36.6B
$244K 0.02%
1,442
– –
IPG
435
DELISTED
Interpublic Group of Companies
IPG
$244K 0.02%
6,656
-226
-3% -$8.09K
MRNA icon
436
Moderna
MRNA
$22.1B
$244K 0.02%
+635
New +$234K
XLP icon
437
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$244K 0.02%
3,543
+412
+13% +$29.4K
HZNP
438
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$242K 0.02%
2,205
+3
+0.1% +$311
AMT icon
439
American Tower
AMT
$77.7B
$241K 0.02%
909
+96
+12% +$27.4K
HYD icon
440
VanEck High Yield Muni ETF
HYD
$4.45B
$240K 0.02%
+3,837
New +$243K
IFF icon
441
International Flavors & Fragrances
IFF
$19.5B
$240K 0.02%
1,795
+23
+1% +$3.38K
MRVL icon
442
Marvell Technology
MRVL
$170B
$238K 0.02%
3,954
+33
+0.8% +$1.98K
VGLT icon
443
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$238K 0.02%
2,719
+50
+2% +$4.5K
LIN icon
444
Linde
LIN
$234B
$236K 0.02%
805
-56
-7% -$17K
PAYX icon
445
Paychex
PAYX
$41.1B
$236K 0.02%
2,098
-94
-4% -$10.6K
ET icon
446
Energy Transfer Partners
ET
$68.5B
$235K 0.02%
24,515
-294
-1% -$2.82K
URI icon
447
United Rentals
URI
$70.2B
$234K 0.02%
666
+35
+6% +$11.7K
CDC icon
448
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$745M
$233K 0.02%
+3,612
New +$237K
IVOO icon
449
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
$232K 0.02%
+2,600
New +$237K
WDFC icon
450
WD-40
WDFC
$3.13B
$231K 0.02%
1,000
-300
-23% -$72K
16 17
18
19 20

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.