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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
426
Waste Management
WM
$96.8B
– –
-1,994
Closed -$227K
XES icon
427
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$353M
– –
-2,614
Closed -$212K
XLF icon
428
State Street Financial Select Sector SPDR ETF
XLF
$57B
– –
-9,096
Closed -$280K
XLK icon
429
State Street Technology Select Sector SPDR ETF
XLK
$110B
– –
-5,948
Closed -$273K
XMLV icon
430
Invesco S&P MidCap Low Volatility ETF
XMLV
$765M
– –
-8,492
Closed -$457K
XSLV icon
431
Invesco S&P SmallCap Low Volatility ETF
XSLV
$251M
– –
-6,394
Closed -$325K
ZBRA icon
432
Zebra Technologies
ZBRA
$13.5B
– –
-1,760
Closed -$450K
MMP
433
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,570
Closed -$224K
TWTR
434
DELISTED
Twitter, Inc.
TWTR
– –
-8,108
Closed -$260K
MFL
435
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-10,644
Closed -$141K
INFO
436
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-3,030
Closed -$228K
RDS.B
437
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-4,017
Closed -$241K
PCI
438
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-11,468
Closed -$289K
RTN
439
DELISTED
Raytheon Company
RTN
– –
-1,649
Closed -$362K
DWAQ
440
DELISTED
Invesco DWA NASDAQ Momentum ETF
DWAQ
– –
-1,678
Closed -$215K
14 15 16 17
18

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.