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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IR icon
401
Ingersoll Rand
IR
$33.3B
$349K 0.03%
4,513
-31
-0.7% -$2.12K
GD icon
402
General Dynamics
GD
$106B
$346K 0.03%
+1,331
New +$325K
VBK icon
403
Vanguard Small-Cap Growth ETF
VBK
$23.1B
$345K 0.03%
1,425
+248
+21% +$53.8K
TFC icon
404
Truist Financial
TFC
$64B
$343K 0.03%
9,282
+667
+8% +$20.9K
MS icon
405
Morgan Stanley
MS
$330B
$342K 0.03%
3,673
+140
+4% +$11.2K
SRE icon
406
Sempra
SRE
$60.3B
$342K 0.03%
4,581
-28
-0.6% -$2K
SPYD icon
407
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.77B
$339K 0.03%
8,661
-1,695
-16% -$60.9K
URTH icon
408
iShares MSCI World ETF
URTH
$7.89B
$339K 0.03%
2,547
+358
+16% +$44.6K
AVSF icon
409
Avantis Short-Term Fixed Income ETF
AVSF
$653M
$339K 0.03%
7,300
+105
+1% +$4.8K
ARKW icon
410
ARK Web x.0 ETF
ARKW
$1.62B
$337K 0.03%
4,441
+533
+14% +$33.2K
SGOL icon
411
abrdn Physical Gold Shares ETF
SGOL
$6.88B
$336K 0.03%
17,044
-272
-2% -$5.14K
DFGR icon
412
Dimensional Global Real Estate ETF
DFGR
$3.91B
$333K 0.03%
12,837
+1,024
+9% +$24K
CTSH icon
413
Cognizant
CTSH
$23.2B
$330K 0.03%
4,363
-24
-0.5% -$1.66K
QLD icon
414
ProShares Ultra QQQ
QLD
$12.2B
$328K 0.03%
8,642
– –
DDOG icon
415
Datadog
DDOG
$88.2B
$328K 0.03%
2,699
+390
+17% +$40.2K
MDLZ icon
416
Mondelez International
MDLZ
$80.1B
$326K 0.03%
4,505
-66
-1% -$4.52K
IAGG icon
417
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$325K 0.03%
6,525
– –
B
418
Barrick Mining
B
$61.4B
$324K 0.03%
17,937
-5,262
-23% -$86.4K
BP icon
419
BP
BP
$109B
$324K 0.03%
9,157
+1,708
+23% +$62.5K
SCHH icon
420
Schwab US REIT ETF
SCHH
$11.8B
$324K 0.03%
+15,650
New +$291K
AA icon
421
Alcoa
AA
$11.6B
$324K 0.03%
9,528
-4,643
-33% -$126K
AVUS icon
422
Avantis US Equity ETF
AVUS
$13.9B
$324K 0.03%
3,967
+73
+2% +$5.53K
PANW icon
423
Palo Alto Networks
PANW
$253B
$323K 0.03%
2,188
-404
-16% -$54K
BIIB icon
424
Biogen
BIIB
$29.5B
$322K 0.03%
1,246
+80
+7% +$19.6K
SUSL icon
425
iShares ESG MSCI USA Leaders ETF
SUSL
$1.12B
$322K 0.03%
3,818
-150
-4% -$11.8K
15 16
17
18 19

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.