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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVIP icon
401
Goldman Sachs Hedge Industry VIP ETF
GVIP
$559M
$285K 0.03%
3,328
+124
+4% +$10.8K
SCHI icon
402
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$281K 0.03%
+13,320
New +$288K
GM icon
403
General Motors
GM
$78.7B
$278K 0.03%
8,435
-12,418
-60% -$441K
GNRC icon
404
Generac Holdings
GNRC
$11.6B
$278K 0.03%
2,550
-279
-10% -$34.5K
IWY icon
405
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$276K 0.03%
1,792
-25
-1% -$3.99K
ORLY icon
406
O'Reilly Automotive
ORLY
$75.1B
$274K 0.03%
4,530
-495
-10% -$31.1K
ENB icon
407
Enbridge
ENB
$121B
$274K 0.03%
8,211
+2,815
+52% +$99.9K
KLAC icon
408
KLA
KLAC
$266B
$274K 0.03%
+5,980
New +$287K
ZS icon
409
Zscaler
ZS
$23.8B
$274K 0.03%
1,759
-30
-2% -$4.5K
DFGR icon
410
Dimensional Global Real Estate ETF
DFGR
$3.89B
$265K 0.03%
11,813
+1,250
+12% +$30.2K
TGT icon
411
Target
TGT
$63.7B
$264K 0.03%
2,391
+192
+9% +$24.4K
KYN icon
412
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$263K 0.03%
31,305
-137,120
-81% -$1.18M
URTH icon
413
iShares MSCI World ETF
URTH
$7.91B
$263K 0.03%
2,189
+179
+9% +$22.3K
IWC icon
414
iShares Micro-Cap ETF
IWC
$1.45B
$262K 0.03%
2,619
-27
-1% -$2.92K
ADM icon
415
Archer Daniels Midland
ADM
$40.1B
$257K 0.03%
3,404
-755
-18% -$61.2K
QLD icon
416
ProShares Ultra QQQ
QLD
$12.5B
$256K 0.03%
8,642
– –
PH icon
417
Parker-Hannifin
PH
$124B
$256K 0.03%
657
-245
-27% -$98.5K
ET icon
418
Energy Transfer Partners
ET
$68.5B
$256K 0.03%
+18,246
New +$242K
CGGR icon
419
Capital Group Growth ETF
CGGR
$23.7B
$255K 0.03%
10,411
+2,347
+29% +$59.6K
AMT icon
420
American Tower
AMT
$77.7B
$255K 0.03%
1,547
-146
-9% -$26.7K
VBK icon
421
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$252K 0.03%
1,177
-233
-17% -$53K
MRSH
422
Marsh
MRSH
$87.5B
$252K 0.03%
1,324
-302
-19% -$57.9K
JGRO icon
423
JPMorgan Active Growth ETF
JGRO
$9.33B
$251K 0.03%
4,655
-1,082
-19% -$60.5K
DAL icon
424
Delta Air Lines
DAL
$57B
$250K 0.03%
6,764
-111
-2% -$4.82K
CB icon
425
Chubb
CB
$139B
$248K 0.03%
1,192
+2
+0.2% +$404
15 16
17
18 19

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.