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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
401
Blackrock
BLK
$170B
$249K 0.03%
372
+70
+23% +$49.3K
DEO icon
402
Diageo
DEO
$49.4B
$249K 0.03%
1,373
-154
-10% -$27.2K
EMGF icon
403
iShares Emerging Markets Equity Factor ETF
EMGF
$1.77B
$247K 0.03%
+5,952
New +$250K
SGOV icon
404
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$246K 0.03%
+2,448
New +$246K
BIDU icon
405
Baidu
BIDU
$35.7B
$246K 0.02%
+1,627
New +$231K
FDIS icon
406
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$245K 0.02%
+3,739
New +$236K
ETN icon
407
Eaton
ETN
$150B
$245K 0.02%
1,427
-2,312
-62% -$385K
IWY icon
408
iShares Russell Top 200 Growth ETF
IWY
$15.6B
$244K 0.02%
1,757
-25
-1% -$3.25K
KR icon
409
Kroger
KR
$36.3B
$242K 0.02%
4,909
-1,600
-25% -$73.1K
DAL icon
410
Delta Air Lines
DAL
$58.8B
$240K 0.02%
6,875
-88
-1% -$3.26K
KMI icon
411
Kinder Morgan
KMI
$70.3B
$239K 0.02%
13,676
-342
-2% -$6.08K
ICVT icon
412
iShares Convertible Bond ETF
ICVT
$7.11B
$239K 0.02%
3,296
-9,390
-74% -$680K
ITW icon
413
Illinois Tool Works
ITW
$84.9B
$239K 0.02%
981
-414
-30% -$96.6K
SPYV icon
414
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$239K 0.02%
5,859
-2,935
-33% -$119K
XMMO icon
415
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$238K 0.02%
3,154
+304
+11% +$23.3K
TDTF icon
416
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$238K 0.02%
+9,711
New +$233K
MNST icon
417
Monster Beverage
MNST
$95.6B
$238K 0.02%
+4,402
New +$226K
PH icon
418
Parker-Hannifin
PH
$125B
$238K 0.02%
707
-107
-13% -$35.4K
DD icon
419
DuPont de Nemours
DD
$19B
$235K 0.02%
2,611
-983
-27% -$89.7K
RSPG icon
420
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$543M
$234K 0.02%
3,423
-1,127
-25% -$80K
FDVV icon
421
Fidelity High Dividend ETF
FDVV
$10.2B
$232K 0.02%
6,087
+6
+0.1% +$230
IQLT icon
422
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
$230K 0.02%
6,505
-705
-10% -$24.2K
ABNB icon
423
Airbnb
ABNB
$90.9B
$229K 0.02%
+1,843
New +$210K
IWS icon
424
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$229K 0.02%
2,154
-333
-13% -$36.3K
JAVA icon
425
JPMorgan Active Value ETF
JAVA
$6.81B
$228K 0.02%
+4,426
New +$231K
15 16
17
18 19

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.