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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSG icon
401
iShares Core S&P US Growth ETF
IUSG
$31.1B
$327K 0.03%
2,831
+226
+9% +$25.2K
MA icon
402
Mastercard
MA
$487B
$326K 0.03%
908
+263
+41% +$91K
QGEN icon
403
Qiagen
QGEN
$8.47B
$325K 0.03%
+5,518
New +$316K
SCHH icon
404
Schwab US REIT ETF
SCHH
$11.7B
$324K 0.03%
12,284
-2,986
-20% -$73.6K
SCZ icon
405
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$324K 0.03%
4,432
-131
-3% -$9.73K
LMT icon
406
Lockheed Martin
LMT
$134B
$318K 0.03%
896
+82
+10% +$28.4K
OKE icon
407
Oneok
OKE
$56.4B
$318K 0.03%
5,419
+13
+0.2% +$806
ZS icon
408
Zscaler
ZS
$23.8B
$317K 0.03%
985
+18
+2% +$5.67K
XLI icon
409
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$315K 0.02%
2,977
-13,662
-82% -$1.42M
PGR icon
410
Progressive
PGR
$125B
$312K 0.02%
3,041
-122
-4% -$11.6K
XHS icon
411
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$311K 0.02%
2,931
– –
LHX icon
412
L3Harris
LHX
$56.5B
$310K 0.02%
+1,453
New +$322K
SGOL icon
413
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$309K 0.02%
17,602
+1,619
+10% +$27.9K
MNA icon
414
IQ ARB Merger Arbitrage ETF
MNA
$252M
$308K 0.02%
+9,549
New +$311K
PYPL icon
415
PayPal
PYPL
$49.5B
$307K 0.02%
1,628
-18,023
-92% -$3.9M
TMUS icon
416
T-Mobile US
TMUS
$190B
$307K 0.02%
2,649
-220
-8% -$25.9K
NAC icon
417
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$303K 0.02%
19,342
-19,342
-50% -$299K
GNOG
418
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$299K 0.02%
30,000
– –
IWY icon
419
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$297K 0.02%
1,711
-25
-1% -$4.17K
TJX icon
420
TJX Companies
TJX
$173B
$295K 0.02%
+3,884
New +$269K
UYG icon
421
ProShares Ultra Financials
UYG
$826M
$295K 0.02%
4,359
+43
+1% +$2.97K
TWTR
422
DELISTED
Twitter, Inc.
TWTR
$295K 0.02%
6,837
-7
-0.1% -$364
NVS icon
423
Novartis
NVS
$297B
$293K 0.02%
3,350
+804
+32% +$66.8K
ATVI
424
DELISTED
Activision Blizzard
ATVI
$293K 0.02%
4,398
+386
+10% +$26.4K
SOXX icon
425
iShares Semiconductor ETF
SOXX
$42.7B
$285K 0.02%
+1,578
New +$265K
15 16
17
18 19

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.