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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPL
401
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$299K 0.03%
52,632
– –
ITW icon
402
Illinois Tool Works
ITW
$81.9B
$297K 0.03%
1,439
-94
-6% -$21.2K
BTI icon
403
British American Tobacco
BTI
$131B
$290K 0.03%
8,228
+876
+12% +$32.9K
BBJP icon
404
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
$289K 0.03%
4,914
-3,278
-40% -$190K
PGR icon
405
Progressive
PGR
$125B
$286K 0.03%
3,163
+122
+4% +$11.6K
LMT icon
406
Lockheed Martin
LMT
$134B
$281K 0.03%
814
+6
+0.7% +$2.17K
CSA
407
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$279K 0.03%
+4,344
New +$280K
CCL icon
408
Carnival Corporation Ltd
CCL
$37.1B
$278K 0.03%
+11,100
New +$258K
TRV icon
409
Travelers Companies
TRV
$81.4B
$278K 0.03%
1,831
+10
+0.5% +$1.55K
SHYG icon
410
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$277K 0.03%
6,063
+121
+2% +$5.54K
IGV icon
411
iShares Expanded Tech-Software Sector ETF
IGV
$12.2B
$275K 0.02%
3,450
– –
AGZ icon
412
iShares Agency Bond ETF
AGZ
$559M
$274K 0.02%
2,312
+122
+6% +$14.5K
APD icon
413
Air Products & Chemicals
APD
$65.2B
$274K 0.02%
1,069
-13
-1% -$3.6K
UYG icon
414
ProShares Ultra Financials
UYG
$826M
$274K 0.02%
4,316
-1
-0% -$64
KMI icon
415
Kinder Morgan
KMI
$70.6B
$272K 0.02%
16,274
-2,919
-15% -$49.6K
IQDF icon
416
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$271K 0.02%
10,761
-159
-1% -$4.18K
SPYM
417
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$270K 0.02%
5,359
-33,617
-86% -$1.74M
SGOL icon
418
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$269K 0.02%
15,983
+2,422
+18% +$41.6K
TTE icon
419
TotalEnergies
TTE
$187B
$268K 0.02%
5,594
+90
+2% +$3.99K
IUSG icon
420
iShares Core S&P US Growth ETF
IUSG
$31.1B
$267K 0.02%
+2,605
New +$275K
SHYD icon
421
VanEck Short High Yield Muni ETF
SHYD
$451M
$266K 0.02%
10,596
– –
IWY icon
422
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$265K 0.02%
+1,736
New +$274K
DGS icon
423
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$264K 0.02%
4,939
+49
+1% +$2.66K
LUMN icon
424
Lumen
LUMN
$6.45B
$262K 0.02%
21,153
-278
-1% -$3.48K
NOW icon
425
ServiceNow
NOW
$109B
$258K 0.02%
2,075
+90
+5% +$10.9K
15 16
17
18 19

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.