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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
401
DoubleLine Income Solutions Fund
DSL
$1.23B
$227K 0.03%
13,718
+175
+1% +$2.84K
XLP icon
402
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$227K 0.03%
+3,360
New +$222K
UYG icon
403
ProShares Ultra Financials
UYG
$847M
$224K 0.03%
+5,294
New +$192K
D icon
404
Dominion Energy
D
$62.1B
$222K 0.03%
+2,952
New +$235K
STIM icon
405
Neuronetics
STIM
$130M
$222K 0.03%
20,000
– –
SGOL icon
406
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$221K 0.03%
12,108
+1,242
+11% +$22.4K
HSY icon
407
Hershey
HSY
$37.2B
$220K 0.03%
+1,442
New +$213K
TTD icon
408
Trade Desk
TTD
$8.89B
$220K 0.03%
+2,750
New +$208K
TSI
409
TCW Strategic Income Fund
TSI
$214M
$218K 0.02%
38,300
-8,350
-18% -$47.4K
PM icon
410
Philip Morris
PM
$312B
$216K 0.02%
+2,613
New +$203K
BTI icon
411
British American Tobacco
BTI
$134B
$215K 0.02%
+5,743
New +$206K
FLRN icon
412
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$214K 0.02%
+7,005
New +$214K
PAYX icon
413
Paychex
PAYX
$42.3B
$213K 0.02%
+2,288
New +$203K
XYZ
414
Block Inc
XYZ
$49.5B
$211K 0.02%
+969
New +$189K
VTRS icon
415
Viatris
VTRS
$20.8B
$210K 0.02%
+11,207
New +$183K
SPIB icon
416
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$205K 0.02%
+5,525
New +$204K
DG icon
417
Dollar General
DG
$27.8B
$204K 0.02%
+968
New +$207K
SCHM icon
418
Schwab US Mid-Cap ETF
SCHM
$14.5B
$204K 0.02%
+8,985
New +$187K
FHLC icon
419
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$203K 0.02%
+3,511
New +$194K
TJX icon
420
TJX Companies
TJX
$178B
$203K 0.02%
+2,970
New +$181K
XEL icon
421
Xcel Energy
XEL
$50.1B
$203K 0.02%
+3,041
New +$212K
AGGY icon
422
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$925M
$201K 0.02%
+3,739
New +$201K
CDW icon
423
CDW
CDW
$18.4B
$201K 0.02%
1,523
-25,637
-94% -$3.36M
CL icon
424
Colgate-Palmolive
CL
$74.2B
$201K 0.02%
+2,354
New +$195K
BSE
425
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$200K 0.02%
14,700
– –
15 16
17
18 19

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.