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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$606M
AUM Growth
-$108M
Cap. Flow
-$158M
Cap. Flow %
-26.11%
Top 10 Hldgs %
33.46%
Holding
446
New
26
Increased
70
Reduced
122
Closed
198

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.98M
2
SHOP icon
Shopify
SHOP
+$3.62M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.37M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$2.78M
5
MOS icon
The Mosaic Company
MOS
+$2.77M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$25.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$3.63M

Sector Composition

Rank Sector Weight
1 Technology 18.93%
2 Consumer Discretionary 6.02%
3 Industrials 4.84%
4 Financials 4.11%
5 Healthcare 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
401
Southern Company
SO
$109B
– –
-9,370
Closed -$486K
SPIB icon
402
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-11,849
Closed -$433K
SPTL icon
403
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
– –
-8,198
Closed -$385K
SQQQ icon
404
ProShares UltraPro Short QQQ
SQQQ
$2.17B
– –
-18
Closed -$87K
STZ icon
405
Constellation Brands
STZ
$22.5B
– –
-1,901
Closed -$333K
SUB icon
406
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-3,968
Closed -$428K
SYY icon
407
Sysco
SYY
$40.7B
– –
-8,231
Closed -$450K
TFC icon
408
Truist Financial
TFC
$64.7B
– –
-6,284
Closed -$236K
TLT icon
409
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
– –
-6,135
Closed -$1.01M
TMO icon
410
Thermo Fisher Scientific
TMO
$214B
– –
-1,687
Closed -$611K
TRTX
411
TPG RE Finance Trust
TRTX
$660M
– –
-18,895
Closed -$162K
TRV icon
412
Travelers Companies
TRV
$82.9B
– –
-1,843
Closed -$210K
TSLA icon
413
Tesla
TSLA
$1.21T
– –
-11,130
Closed -$801K
TT icon
414
Trane Technologies
TT
$104B
– –
-5,923
Closed -$527K
TWLO icon
415
Twilio
TWLO
$29.5B
– –
-938
Closed -$206K
TXN icon
416
Texas Instruments
TXN
$253B
– –
-6,902
Closed -$876K
UBER icon
417
Uber
UBER
$144B
– –
-15,845
Closed -$492K
UNH icon
418
UnitedHealth
UNH
$389B
– –
-2,617
Closed -$772K
UNP icon
419
Union Pacific
UNP
$175B
– –
-8,680
Closed -$1.47M
V icon
420
Visa
V
$697B
– –
-7,927
Closed -$1.53M
VBK icon
421
Vanguard Small-Cap Growth ETF
VBK
$23.2B
– –
-1,040
Closed -$208K
VCIT icon
422
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
– –
-3,634
Closed -$346K
VGLT icon
423
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
– –
-3,189
Closed -$319K
VGT icon
424
Vanguard Information Technology ETF
VGT
$136B
– –
-6,576
Closed -$229K
VLUE icon
425
iShares MSCI USA Value Factor ETF
VLUE
$9.29B
– –
-22,820
Closed -$1.65M
14 15 16
17
18

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LBC
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CAM
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NWAM LLC's Q3 2020 Portfolio in Review

As of Q3 2020, NWAM LLC held 446 positions worth $606M, down 15% from $714M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

NWAM LLC withdrew a net $158M in Q3 2020, closing 198 positions and reducing 122 holdings. Its most notable exit was iShares US Treasury Bond ETF, an estimated $5.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, NWAM LLC opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $4.01M.

  • NWAM LLC's largest Q3 2020 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 78,539 shares worth $4.01M.
  • NWAM LLC added most to Shopify in Q3 2020, an estimated $3.62M increase.
  • NWAM LLC's biggest Q3 2020 reduction was Apple, cutting an estimated $25.5M.
  • NWAM LLC fully exited iShares US Treasury Bond ETF in Q3 2020, selling an estimated $5.5M.
  • NWAM LLC's ten largest holdings make up 33% of its $606M portfolio in Q3 2020.
  • NWAM LLC opened 26 new positions and closed 198 in Q3 2020.
  • NWAM LLC's portfolio value fell 15% quarter-over-quarter to $606M.

Based on NWAM LLC's 13F filing for Q3 2020, filed 16 Oct 2020.