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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+22.8%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$714M
AUM Growth
+$711M
Cap. Flow
+$117M
Cap. Flow %
16.38%
Top 10 Hldgs %
30.27%
Holding
444
New
84
Increased
171
Reduced
133
Closed
24

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$16.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.22M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.27M
5
AMZN icon
Amazon
AMZN
+$3.73M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.27M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62M
4
TT icon
Trane Technologies
TT
+$1.57M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.19M

Sector Composition

Rank Sector Weight
1 Technology 18.89%
2 Consumer Discretionary 5.4%
3 Industrials 5.01%
4 Healthcare 4.96%
5 Financials 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
401
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$119K 0.02%
10,494
+169
+2% +$1.89K
AA icon
402
Alcoa
AA
$11.7B
$118K 0.02%
10,530
– –
MFA
403
MFA Financial
MFA
$929M
$113K 0.02%
11,319
-2,200
-16% -$17K
MSD
404
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$107K 0.02%
12,625
-1,200
-9% -$9.71K
GEL icon
405
Genesis Energy
GEL
$1.84B
$104K 0.01%
14,373
-205
-1% -$1.39K
TRQ
406
DELISTED
Turquoise Hill Resources Ltd
TRQ
$101K 0.01%
13,826
– –
SQQQ icon
407
ProShares UltraPro Short QQQ
SQQQ
$2.09B
$87K 0.01%
+18
New +$127K
GASS icon
408
StealthGas
GASS
$328M
$70K 0.01%
25,550
-1,750
-6% -$4.27K
PIM
409
Franklin Master Intermediate Income Trust
PIM
$149M
$65K 0.01%
16,000
– –
YPF icon
410
YPF
YPF
$20.2B
$61K 0.01%
10,630
-2,000
-16% -$9.33K
RIG icon
411
Transocean
RIG
$5.92B
$56K 0.01%
30,483
+4,451
+17% +$6.92K
ATHX
412
DELISTED
Athersys, Inc. Common Stock
ATHX
$55K 0.01%
+800
New +$55.6K
TDAY
413
USA Today Co
TDAY
$1.23B
$35K ﹤0.01%
25,613
+621
+2% +$819
WPRT
414
Westport Fuel Systems
WPRT
$36.4M
$34K ﹤0.01%
2,740
-235
-8% -$2.63K
NEX
415
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$28K ﹤0.01%
11,415
+440
+4% +$1.08K
AMTX icon
416
Aemetis
AMTX
$119M
$21K ﹤0.01%
26,100
-1,300
-5% -$945
STIM icon
417
Neuronetics
STIM
$120M
$19K ﹤0.01%
+10,000
New +$20.5K
PFX icon
418
PhenixFIN
PFX
$83.9M
$12K ﹤0.01%
758
– –
HCR
419
DELISTED
Hi-Crush Inc. Common Stock
HCR
$11K ﹤0.01%
75,518
-10,850
-13% -$3.17K
ZN
420
DELISTED
Zion Oil & Gas, Inc.
ZN
$5K ﹤0.01%
+17,550
New +$4.75K
ACB
421
Aurora Cannabis
ACB
$165M
– –
-138
Closed -$15K
AEM icon
422
Agnico Eagle Mines
AEM
$72.6B
– –
-16,177
Closed -$644
CIO
423
DELISTED
City Office REIT
CIO
– –
-30,125
Closed -$218
FAD icon
424
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
– –
-16,557
Closed -$1K
FDX icon
425
FedEx
FDX
$74.5B
– –
-1,783
Closed -$216
14 15 16
17
18

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NWAM LLC's Q2 2020 Portfolio in Review

As of Q2 2020, NWAM LLC held 444 positions worth $714M, up 19,185% from $3.7M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $117M of net new capital in Q2 2020, opening 84 new positions and adding to 171 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 196,505 shares worth $5.5M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 2.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class B, an estimated $2.27M trimmed.

  • NWAM LLC's largest Q2 2020 buy was iShares US Treasury Bond ETF: 196,505 shares worth $5.5M.
  • NWAM LLC added most to Apple in Q2 2020, an estimated $16.3M increase.
  • NWAM LLC's biggest Q2 2020 reduction was Berkshire Hathaway Class B, cutting an estimated $2.27M.
  • NWAM LLC fully exited Aurora Cannabis in Q2 2020, selling an estimated $15K.
  • NWAM LLC's ten largest holdings make up 30% of its $714M portfolio in Q2 2020.
  • NWAM LLC opened 84 new positions and closed 24 in Q2 2020.
  • NWAM LLC's portfolio value rose 19,185% quarter-over-quarter to $714M.

Based on NWAM LLC's 13F filing for Q2 2020, filed 21 Jul 2020.