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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
401
DELISTED
Paramount Global Class B
PARA
– –
-9,511
Closed -$399K
PAYC icon
402
Paycom
PAYC
$8B
– –
-1,565
Closed -$414K
PAYX icon
403
Paychex
PAYX
$44.3B
– –
-2,517
Closed -$214K
PPG icon
404
PPG Industries
PPG
$25.1B
– –
-2,322
Closed -$310K
PZZA icon
405
Papa John's
PZZA
$991M
– –
-5,705
Closed -$360K
QLD icon
406
ProShares Ultra QQQ
QLD
$11.9B
– –
-17,472
Closed -$266K
SCHA icon
407
Schwab U.S Small- Cap ETF
SCHA
$21.8B
– –
-15,764
Closed -$298K
SCHD icon
408
Schwab US Dividend Equity ETF
SCHD
$105B
– –
-24,825
Closed -$479K
SCHE icon
409
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
– –
-8,479
Closed -$232K
SCHM icon
410
Schwab US Mid-Cap ETF
SCHM
$14.3B
– –
-14,736
Closed -$295K
SCHP icon
411
Schwab US TIPS ETF
SCHP
$16.3B
– –
-8,268
Closed -$234K
SCHX icon
412
Schwab US Large- Cap ETF
SCHX
$70.6B
– –
-34,668
Closed -$444K
SPLV icon
413
Invesco S&P 500 Low Volatility ETF
SPLV
$7.29B
– –
-3,802
Closed -$222K
TEI
414
Templeton Emerging Markets Income Fund
TEI
$313M
– –
-10,136
Closed -$93K
TFC icon
415
Truist Financial
TFC
$64.6B
– –
-6,284
Closed -$354K
TFI icon
416
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
– –
-15,977
Closed -$808K
TGT icon
417
Target
TGT
$66.8B
– –
-2,052
Closed -$263K
TLYS icon
418
Tilly's
TLYS
$113M
– –
-23,667
Closed -$290K
TRV icon
419
Travelers Companies
TRV
$82.5B
– –
-1,613
Closed -$221K
TSM icon
420
TSMC
TSM
$1.95T
– –
-12,261
Closed -$712K
TWLO icon
421
Twilio
TWLO
$28.8B
– –
-2,183
Closed -$215K
TYL icon
422
Tyler Technologies
TYL
$14.2B
– –
-782
Closed -$235K
UYG icon
423
ProShares Ultra Financials
UYG
$830M
– –
-5,501
Closed -$295K
VWOB icon
424
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-15,266
Closed -$1.24M
WELL icon
425
Welltower
WELL
$174B
– –
-3,875
Closed -$317K
14 15 16
17
18

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.