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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+7.35%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$9.37M
Cap. Flow %
1.62%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

1
XLRE icon
Real Estate Select Sector SPDR Fund
XLRE
$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$973K
3
AMZN icon
Amazon
AMZN
$966K
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$958K
5
IVV icon
iShares Core S&P 500 ETF
IVV
$911K

Top Sells

1
MSFT icon
Microsoft
MSFT
$3.73M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
$2.43M
3
BA icon
Boeing
BA
$1.94M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$1.87M
5
XOM icon
Exxon Mobil
XOM
$1.04M

Sector Composition

1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TRQ
401
DELISTED
Turquoise Hill Resources Ltd
TRQ
$94K 0.02%
12,826
+3,550
+38% +$26K
TEI
402
Templeton Emerging Markets Income Fund
TEI
$294M
$93K 0.02%
10,136
– –
HCR
403
DELISTED
Hi-Crush Inc. Common Stock
HCR
$82K 0.01%
92,693
+3,000
+3% +$2.65K
JMM icon
404
Nuveen Multi-Market Income Fund
JMM
$59.9M
$78K 0.01%
10,559
-138
-1% -$1.02K
PIM
405
Putnam Master Intermediate Income Trust
PIM
$163M
$76K 0.01%
16,000
– –
WPRT
406
Westport Fuel Systems
WPRT
$43.7M
$71K 0.01%
2,975
+475
+19% +$11.3K
CHK
407
DELISTED
Chesapeake Energy Corporation
CHK
$61K 0.01%
370
-52
-12% -$8.57K
PFX icon
408
PhenixFIN
PFX
$98M
$33K 0.01%
758
-27
-3% -$1.18K
ACB
409
Aurora Cannabis
ACB
$276M
$31K 0.01%
121
+19
+19% +$4.87K
AMTX icon
410
Aemetis
AMTX
$151M
$23K ﹤0.01%
27,400
-1,202
-4% -$1.01K
FAM
411
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-15,101
Closed -$159K
ALK icon
412
Alaska Air
ALK
$7.28B
– –
-3,091
Closed -$201K
CNP icon
413
CenterPoint Energy
CNP
$24.7B
– –
-8,337
Closed -$252K
CTVA icon
414
Corteva
CTVA
$49.1B
– –
-7,293
Closed -$204K
DSM
415
BNY Mellon Strategic Municipal Bond Fund
DSM
$284M
– –
-40,213
Closed -$338K
FCFS icon
416
FirstCash
FCFS
$6.53B
– –
-2,270
Closed -$208K
FTV icon
417
Fortive
FTV
$16.2B
– –
-5,375
Closed -$308K
IGV icon
418
iShares Expanded Tech-Software Sector ETF
IGV
$9.85B
– –
-57,430
Closed -$2.43M
ISTB icon
419
iShares Core 1-5 Year USD Bond ETF
ISTB
$4.46B
– –
-4,384
Closed -$221K
MQY icon
420
BlackRock MuniYield Quality Fund
MQY
$804M
– –
-18,848
Closed -$283K
NUE icon
421
Nucor
NUE
$33.8B
– –
-4,791
Closed -$244K
PTH icon
422
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$97M
– –
-71,658
Closed -$1.87M
SABR icon
423
Sabre
SABR
$675M
– –
-13,303
Closed -$298K
TMUS icon
424
T-Mobile US
TMUS
$284B
– –
-2,762
Closed -$218K
TRVG
425
trivago
TRVG
$235M
– –
-4,700
Closed -$97K
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17
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