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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRQ
401
DELISTED
Turquoise Hill Resources Ltd
TRQ
$94K 0.02%
12,826
+3,550
+38% +$18.3K
TEI
402
Templeton Emerging Markets Income Fund
TEI
$310M
$93K 0.02%
10,136
– –
HCR
403
DELISTED
Hi-Crush Inc. Common Stock
HCR
$82K 0.01%
92,693
+3,000
+3% +$3.17K
JMM icon
404
Nuveen Multi-Market Income Fund
JMM
$54.1M
$78K 0.01%
10,559
-138
-1% -$1.01K
PIM
405
Franklin Master Intermediate Income Trust
PIM
$149M
$76K 0.01%
16,000
– –
WPRT
406
Westport Fuel Systems
WPRT
$36.5M
$71K 0.01%
2,975
+475
+19% +$12.2K
CHK
407
DELISTED
Chesapeake Energy Corporation
CHK
$61K 0.01%
370
-52
-12% -$10.5K
PFX icon
408
PhenixFIN
PFX
$33K 0.01%
758
-27
-3% -$1.19K
ACB
409
Aurora Cannabis
ACB
$165M
$31K 0.01%
121
+19
+19% +$7.08K
AMTX icon
410
Aemetis
AMTX
$119M
$23K ﹤0.01%
27,400
-1,202
-4% -$1.22K
ALK icon
411
Alaska Air
ALK
$5.15B
– –
-3,091
Closed -$201K
CNP icon
412
CenterPoint Energy
CNP
$29.1B
– –
-8,337
Closed -$252K
CTVA icon
413
Corteva
CTVA
$59.7B
– –
-7,293
Closed -$204K
DSM
414
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
– –
-40,213
Closed -$338K
FCFS icon
415
FirstCash
FCFS
$8.55B
– –
-2,270
Closed -$208K
FTV icon
416
Fortive
FTV
$19B
– –
-7,133
Closed -$308K
IGV icon
417
iShares Expanded Tech-Software Sector ETF
IGV
$13B
– –
-57,430
Closed -$2.43M
ISTB icon
418
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
– –
-4,384
Closed -$221K
MQY icon
419
BlackRock MuniYield Quality Fund
MQY
$807M
– –
-18,848
Closed -$283K
NUE icon
420
Nucor
NUE
$56.4B
– –
-4,791
Closed -$244K
PTH icon
421
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
– –
-71,658
Closed -$1.87M
SABR icon
422
Sabre
SABR
$656M
– –
-13,303
Closed -$298K
TMUS icon
423
T-Mobile US
TMUS
$193B
– –
-2,762
Closed -$218K
TRVG
424
trivago
TRVG
$386M
– –
-4,700
Closed -$97K
UGI icon
425
UGI
UGI
$8B
– –
-4,219
Closed -$212K
14 15 16
17
18

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NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.