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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.79B
AUM Growth
-$53M
Cap. Flow
-$114M
Cap. Flow %
-6.37%
Top 10 Hldgs %
25.98%
Holding
690
New
53
Increased
216
Reduced
328
Closed
73

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.82M
2
HON icon
Honeywell
HON
+$4.34M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$3.81M
4
HAL icon
Halliburton
HAL
+$3.49M
5
CNR
Core Natural Resources Inc
CNR
+$2.77M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$7.07M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.56M
3
DELL icon
Dell
DELL
+$4.98M
4
BLSH
Bullish
BLSH
+$4.19M
5
AAPL icon
Apple
AAPL
+$4.19M

Sector Composition

Rank Sector Weight
1 Technology 17.87%
2 Industrials 4.96%
3 Healthcare 4.65%
4 Consumer Discretionary 4.4%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOA icon
376
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.18B
$572K 0.03%
11,005
-60
-0.5% -$3.11K
BINC icon
377
BlackRock Flexible Income ETF
BINC
$16.1B
$567K 0.03%
10,687
-6,165
-37% -$327K
CGUS icon
378
Capital Group Core Equity ETF
CGUS
$11.2B
$562K 0.03%
13,694
+669
+5% +$26.7K
MMM icon
379
3M
MMM
$93.7B
$561K 0.03%
3,514
-691
-16% -$113K
WFC icon
380
Wells Fargo
WFC
$263B
$558K 0.03%
6,295
-518
-8% -$45K
AKRE
381
Akre Focus ETF
AKRE
$5.36B
$557K 0.03%
+8,500
New +$550K
PTY icon
382
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$552K 0.03%
42,215
+1,252
+3% +$16.9K
VBK icon
383
Vanguard Small-Cap Growth ETF
VBK
$23.1B
$541K 0.03%
1,735
+58
+3% +$17.5K
ZTS icon
384
Zoetis
ZTS
$32.7B
$540K 0.03%
4,357
+265
+6% +$34.6K
GD icon
385
General Dynamics
GD
$106B
$539K 0.03%
1,527
-20
-1% -$6.82K
TJX icon
386
TJX Companies
TJX
$177B
$536K 0.03%
3,553
-687
-16% -$102K
MTUM icon
387
iShares MSCI USA Momentum Factor ETF
MTUM
$24.3B
$530K 0.03%
2,061
+185
+10% +$46.4K
PPA icon
388
Invesco Aerospace & Defense ETF
PPA
$8.34B
$526K 0.03%
+3,000
New +$463K
SCHX icon
389
Schwab US Large- Cap ETF
SCHX
$71.3B
$521K 0.03%
19,046
-669
-3% -$17.9K
APH icon
390
Amphenol
APH
$176B
$520K 0.03%
3,538
-573
-14% -$76.6K
SCZ icon
391
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$515K 0.03%
6,390
-88
-1% -$6.75K
IXJ icon
392
iShares Global Healthcare ETF
IXJ
$4.17B
$511K 0.03%
5,085
-60
-1% -$5.68K
GGN
393
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$759M
$510K 0.03%
96,991
-6,119
-6% -$30.8K
THRO
394
iShares U.S. Thematic Rotation Active ETF
THRO
$6.34B
$510K 0.03%
13,038
-21,574
-62% -$825K
VMBS icon
395
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$508K 0.03%
10,749
+347
+3% +$16.3K
BMO icon
396
Bank of Montreal
BMO
$126B
$502K 0.03%
3,666
-113
-3% -$14.3K
VGLT icon
397
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$499K 0.03%
8,851
-1,602
-15% -$91.2K
ALAB icon
398
Astera Labs
ALAB
$44.6B
$492K 0.03%
3,013
+1,223
+68% +$205K
BDYN
399
iShares Dynamic Equity Active ETF
BDYN
$2.97B
$491K 0.03%
18,734
+458
+3% +$11.7K
BKR icon
400
Baker Hughes
BKR
$58B
$486K 0.03%
+9,127
New +$433K
14 15
16
17 18

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NWAM LLC's Q4 2025 Portfolio in Review

As of Q4 2025, NWAM LLC held 690 positions worth $1.79B, down 2.9% from $1.84B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC withdrew a net $114M in Q4 2025, closing 73 positions and reducing 328 holdings. Its most notable exit was Bullish, an estimated $4.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, NWAM LLC opened a new position in iShares Latin America 40 ETF worth $4.5M.

  • NWAM LLC's largest Q4 2025 buy was iShares Latin America 40 ETF: 128,100 shares worth $4.5M.
  • NWAM LLC added most to United Parcel Service in Q4 2025, an estimated $4.82M increase.
  • NWAM LLC's biggest Q4 2025 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $7.07M.
  • NWAM LLC fully exited Bullish in Q4 2025, selling an estimated $4.19M.
  • NWAM LLC's ten largest holdings make up 26% of its $1.79B portfolio in Q4 2025.
  • NWAM LLC opened 53 new positions and closed 73 in Q4 2025.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.79B.

Based on NWAM LLC's 13F filing for Q4 2025, filed 4 Feb 2026.