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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+11.98%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.24B
AUM Growth
+$259M
Cap. Flow
+$144M
Cap. Flow %
11.53%
Top 10 Hldgs %
28.53%
Holding
580
New
81
Increased
257
Reduced
195
Closed
28

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$20.3M
2
VTV icon
Vanguard Value ETF
VTV
+$17.7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.4M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$9.85M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.34M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$18M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.31M
4
BG icon
Bunge Global
BG
+$4.08M
5
DVN icon
Devon Energy
DVN
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 17.85%
2 Healthcare 5.17%
3 Financials 4.61%
4 Consumer Discretionary 4.29%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZS icon
376
Zscaler
ZS
$24.1B
$403K 0.03%
1,821
+62
+4% +$11.5K
IWO icon
377
iShares Russell 2000 Growth ETF
IWO
$14.2B
$399K 0.03%
1,581
+226
+17% +$50.9K
JPUS
378
JPMorgan Diversified Return US Equity ETF
JPUS
$464M
$397K 0.03%
3,865
-560
-13% -$53.9K
FBND icon
379
Fidelity Total Bond ETF
FBND
$27.2B
$395K 0.03%
8,579
+957
+13% +$42.2K
PH icon
380
Parker-Hannifin
PH
$125B
$394K 0.03%
856
+199
+30% +$82.8K
SHV icon
381
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$393K 0.03%
3,569
+1,516
+74% +$167K
VONV icon
382
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$391K 0.03%
5,384
– –
SOFI icon
383
SoFi Technologies
SOFI
$21.1B
$390K 0.03%
39,158
+8,845
+29% +$70.3K
FDX icon
384
FedEx
FDX
$73.2B
$390K 0.03%
1,540
-375
-20% -$95.3K
LIN icon
385
Linde
LIN
$240B
$387K 0.03%
942
-78
-8% -$30.8K
SSO icon
386
ProShares Ultra S&P500
SSO
$7.72B
$380K 0.03%
11,680
+2
+0% +$58
ICSH icon
387
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$378K 0.03%
7,503
+166
+2% +$8.35K
TJX icon
388
TJX Companies
TJX
$177B
$377K 0.03%
4,016
+283
+8% +$25.4K
BIL icon
389
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$373K 0.03%
4,085
+378
+10% +$34.6K
TTE icon
390
TotalEnergies
TTE
$188B
$373K 0.03%
5,531
-1,085
-16% -$72.3K
STX icon
391
Seagate
STX
$165B
$372K 0.03%
4,359
-114
-3% -$8.51K
VFQY icon
392
Vanguard US Quality Factor ETF
VFQY
$481M
$365K 0.03%
2,886
+52
+2% +$6.04K
ITW icon
393
Illinois Tool Works
ITW
$85.7B
$360K 0.03%
+1,373
New +$329K
AMT icon
394
American Tower
AMT
$82.4B
$359K 0.03%
1,664
+117
+8% +$22.1K
MDT icon
395
Medtronic
MDT
$113B
$358K 0.03%
4,351
+291
+7% +$22.2K
RSPG icon
396
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$550M
$358K 0.03%
4,850
+173
+4% +$12.9K
RY icon
397
Royal Bank of Canada
RY
$291B
$357K 0.03%
3,532
-931
-21% -$82K
VGSR icon
398
Vert Global Sustainable Real Estate ETF
VGSR
$551M
$356K 0.03%
+35,791
New +$353K
VMBS icon
399
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$356K 0.03%
7,676
-1,543
-17% -$68.2K
KLAC icon
400
KLA
KLAC
$249B
$352K 0.03%
6,050
+70
+1% +$3.64K
14 15
16
17 18

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NWAM LLC's Q4 2023 Portfolio in Review

As of Q4 2023, NWAM LLC held 580 positions worth $1.24B, up 26% from $986M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $144M of net new capital in Q4 2023, opening 81 new positions and adding to 257 existing holdings. Its largest new stake was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core MSCI EAFE ETF, an estimated $18M trimmed.

  • NWAM LLC's largest Q4 2023 buy was iShares US Aerospace & Defense ETF: 35,109 shares worth $4.44M.
  • NWAM LLC added most to Microsoft in Q4 2023, an estimated $20.3M increase.
  • NWAM LLC's biggest Q4 2023 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $18M.
  • NWAM LLC fully exited Bunge Global in Q4 2023, selling an estimated $4.08M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.24B portfolio in Q4 2023.
  • NWAM LLC opened 81 new positions and closed 28 in Q4 2023.
  • NWAM LLC's portfolio value rose 26% quarter-over-quarter to $1.24B.

Based on NWAM LLC's 13F filing for Q4 2023, filed 14 Feb 2024.