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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
376
iShares MSCI Japan ETF
EWJ
$21.7B
$316K 0.03%
5,243
-19,393
-79% -$1.2M
IEUR icon
377
iShares Core MSCI Europe ETF
IEUR
$8.8B
$314K 0.03%
6,320
-36,559
-85% -$1.9M
SRE icon
378
Sempra
SRE
$59.7B
$314K 0.03%
+4,609
New +$332K
SSO icon
379
ProShares Ultra S&P500
SSO
$7.72B
$312K 0.03%
11,678
– –
VYM icon
380
Vanguard High Dividend Yield ETF
VYM
$81.3B
$310K 0.03%
2,999
-108,410
-97% -$11.6M
TRV icon
381
Travelers Companies
TRV
$81.4B
$307K 0.03%
1,881
+14
+0.7% +$2.34K
SGOL icon
382
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$306K 0.03%
17,316
– –
VONG icon
383
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$305K 0.03%
4,462
-209
-4% -$14.8K
IWO icon
384
iShares Russell 2000 Growth ETF
IWO
$14.4B
$304K 0.03%
1,355
-961
-41% -$230K
PANW icon
385
Palo Alto Networks
PANW
$259B
$304K 0.03%
2,592
+44
+2% +$5.21K
SFL icon
386
SFL Corp
SFL
$1.59B
$300K 0.03%
26,901
+910
+4% +$9.43K
BIIB icon
387
Biogen
BIIB
$29.5B
$300K 0.03%
1,166
-92
-7% -$24.6K
SUSL icon
388
iShares ESG MSCI USA Leaders ETF
SUSL
$1.11B
$299K 0.03%
+3,968
New +$311K
DD icon
389
DuPont de Nemours
DD
$18.9B
$299K 0.03%
3,191
-14
-0.4% -$1.31K
XES icon
390
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
$298K 0.03%
3,113
-45
-1% -$4.16K
CTSH icon
391
Cognizant
CTSH
$22.3B
$297K 0.03%
4,387
-308
-7% -$21.3K
FSK icon
392
FS KKR Capital
FSK
$3.04B
$296K 0.03%
+15,012
New +$300K
STX icon
393
Seagate
STX
$185B
$295K 0.03%
4,473
-102
-2% -$6.57K
IR icon
394
Ingersoll Rand
IR
$33.1B
$290K 0.03%
4,544
+46
+1% +$3.06K
MS icon
395
Morgan Stanley
MS
$337B
$289K 0.03%
3,533
-291
-8% -$25.3K
BP icon
396
BP
BP
$109B
$288K 0.03%
7,449
+7
+0.1% +$260
EOG icon
397
EOG Resources
EOG
$74.7B
$288K 0.03%
2,269
-850
-27% -$108K
BTZ icon
398
BlackRock Credit Allocation Income Trust
BTZ
$931M
$287K 0.03%
29,617
-1,429
-5% -$14.3K
AVUS icon
399
Avantis US Equity ETF
AVUS
$13.9B
$285K 0.03%
3,894
-4,345
-53% -$330K
RIG icon
400
Transocean
RIG
$5.84B
$285K 0.03%
34,668
-293
-0.8% -$2.39K
14 15
16
17 18

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.