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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
376
Truist Financial
TFC
$64.7B
$286K 0.03%
8,377
-707
-8% -$30.9K
VLO icon
377
Valero Energy
VLO
$88.7B
$284K 0.03%
2,037
+397
+24% +$53.3K
ADSK icon
378
Autodesk
ADSK
$50.1B
$284K 0.03%
1,362
+94
+7% +$19.4K
WFC icon
379
Wells Fargo
WFC
$263B
$283K 0.03%
7,579
+494
+7% +$21.5K
DG icon
380
Dollar General
DG
$27.8B
$283K 0.03%
1,345
+107
+9% +$24K
CTSH icon
381
Cognizant
CTSH
$23.8B
$280K 0.03%
4,601
+289
+7% +$18.1K
LHX icon
382
L3Harris
LHX
$56.9B
$280K 0.03%
1,427
-264
-16% -$54K
DUK icon
383
Duke Energy
DUK
$101B
$280K 0.03%
2,899
-241
-8% -$23.8K
IYH icon
384
iShares US Healthcare ETF
IYH
$3.46B
$279K 0.03%
5,100
-2,155
-30% -$118K
IWC icon
385
iShares Micro-Cap ETF
IWC
$1.45B
$277K 0.03%
2,646
-263
-9% -$29.5K
DGS icon
386
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$276K 0.03%
6,024
+62
+1% +$2.84K
VGLT icon
387
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$274K 0.03%
+4,183
New +$270K
BNS icon
388
Scotiabank
BNS
$108B
$273K 0.03%
5,428
+513
+10% +$26.3K
IWB icon
389
iShares Russell 1000 ETF
IWB
$47.9B
$272K 0.03%
1,206
-593
-33% -$131K
BABA icon
390
Alibaba
BABA
$276B
$270K 0.03%
2,645
-88
-3% -$8.81K
KYN icon
391
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$269K 0.03%
31,100
-125,830
-80% -$1.1M
MSI icon
392
Motorola Solutions
MSI
$73.1B
$267K 0.03%
932
+18
+2% +$4.75K
GNMA icon
393
iShares GNMA Bond ETF
GNMA
$425M
$266K 0.03%
5,978
+609
+11% +$27K
VONG icon
394
Vanguard Russell 1000 Growth ETF
VONG
$42.1B
$262K 0.03%
4,169
+228
+6% +$13.5K
GD icon
395
General Dynamics
GD
$106B
$260K 0.03%
1,138
-347
-23% -$80.2K
VBK icon
396
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$258K 0.03%
1,192
-235
-16% -$50.8K
GEHC icon
397
GE HealthCare
GEHC
$29.2B
$257K 0.03%
+3,139
New +$224K
DFGR icon
398
Dimensional Global Real Estate ETF
DFGR
$3.9B
$256K 0.03%
+10,424
New +$263K
ROK icon
399
Rockwell Automation
ROK
$52.4B
$256K 0.03%
871
-20
-2% -$5.69K
EOG icon
400
EOG Resources
EOG
$74.4B
$251K 0.03%
2,192
-550
-20% -$66.7K
14 15
16
17 18

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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.