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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1B
AUM Growth
+$128M
Cap. Flow
+$86.4M
Cap. Flow %
8.6%
Top 10 Hldgs %
27.16%
Holding
547
New
94
Increased
188
Reduced
185
Closed
56

Top Buys

Rank Stock Value
1
PINS icon
Pinterest
PINS
+$6.18M
2
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$6.16M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.85M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.45M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.92M

Top Sells

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$4.25M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$4.15M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$3.61M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.51M
5
LOGI icon
Logitech
LOGI
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Consumer Discretionary 5.84%
3 Financials 4.8%
4 Industrials 4.59%
5 Communication Services 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
376
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$308K 0.03%
10,085
+1,390
+16% +$42.8K
SCHC icon
377
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$307K 0.03%
7,783
+880
+13% +$34.3K
SDGR icon
378
Schrodinger
SDGR
$1.14B
$307K 0.03%
4,020
+20
+0.5% +$1.8K
USXF icon
379
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
$307K 0.03%
+9,257
New +$299K
SCHH icon
380
Schwab US REIT ETF
SCHH
$11.7B
$305K 0.03%
14,854
+902
+6% +$17.6K
SCHX icon
381
Schwab US Large- Cap ETF
SCHX
$71.1B
$305K 0.03%
19,038
-7,788
-29% -$122K
APD icon
382
Air Products & Chemicals
APD
$65.2B
$304K 0.03%
1,082
-3,593
-77% -$977K
IETC icon
383
iShares US Tech Independence Focused ETF
IETC
$658M
$301K 0.03%
6,209
– –
LMT icon
384
Lockheed Martin
LMT
$134B
$301K 0.03%
814
– –
DSI icon
385
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$294K 0.03%
+3,853
New +$285K
SUSC icon
386
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$294K 0.03%
+10,919
New +$300K
PGR icon
387
Progressive
PGR
$125B
$291K 0.03%
3,041
+466
+18% +$42.3K
HIG icon
388
Hartford Financial Services
HIG
$38.4B
$287K 0.03%
4,297
-1,809
-30% -$97.7K
IQDF icon
389
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$286K 0.03%
11,135
+215
+2% +$5.43K
XLI icon
390
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$285K 0.03%
+2,892
New +$265K
VBK icon
391
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$284K 0.03%
1,035
+122
+13% +$34.4K
IMTB icon
392
iShares Core 5-10 Year USD Bond ETF
IMTB
$276M
$281K 0.03%
+5,504
New +$285K
FPL
393
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$281K 0.03%
52,632
+10,019
+24% +$49K
WELL icon
394
Welltower
WELL
$175B
$278K 0.03%
3,875
– –
LUMN icon
395
Lumen
LUMN
$6.45B
$277K 0.03%
20,741
+316
+2% +$3.92K
TRV icon
396
Travelers Companies
TRV
$81.4B
$275K 0.03%
1,829
– –
ESML icon
397
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$274K 0.03%
+7,104
New +$268K
TT icon
398
Trane Technologies
TT
$107B
$274K 0.03%
1,657
-1,352
-45% -$209K
QUAL icon
399
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$272K 0.03%
2,234
-585
-21% -$69.1K
FCX icon
400
Freeport-McMoran
FCX
$90.2B
$268K 0.03%
8,137
-1,897
-19% -$61.5K
14 15
16
17 18

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NWAM LLC's Q1 2021 Portfolio in Review

As of Q1 2021, NWAM LLC held 547 positions worth $1B, up 15% from $876M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $86.4M of net new capital in Q1 2021, opening 94 new positions and adding to 188 existing holdings. Its largest new stake was Pinterest: 83,088 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Walmart Inc, an estimated $4.25M trimmed.

  • NWAM LLC's largest Q1 2021 buy was Pinterest: 83,088 shares worth $6.15M.
  • NWAM LLC added most to iShares S&P 500 Growth ETF in Q1 2021, an estimated $5.85M increase.
  • NWAM LLC's biggest Q1 2021 reduction was Walmart Inc, cutting an estimated $4.25M.
  • NWAM LLC fully exited Logitech in Q1 2021, selling an estimated $3.35M.
  • NWAM LLC's ten largest holdings make up 27% of its $1B portfolio in Q1 2021.
  • NWAM LLC opened 94 new positions and closed 56 in Q1 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1B.

Based on NWAM LLC's 13F filing for Q1 2021, filed 23 Apr 2021.