We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
376
Diageo
DEO
$46.2B
$207K 0.04%
+1,230
New +$200K
CL icon
377
Colgate-Palmolive
CL
$72.6B
$206K 0.04%
2,990
-54
-2% -$3.68K
ECL icon
378
Ecolab
ECL
$75.6B
$206K 0.04%
1,065
-10
-0.9% -$1.9K
ICF icon
379
iShares Select U.S. REIT ETF
ICF
$2.12B
$206K 0.04%
3,530
– –
CVS icon
380
CVS Health
CVS
$137B
$204K 0.04%
+2,748
New +$193K
HEI icon
381
HEICO Corp
HEI
$48.9B
$204K 0.04%
1,790
-17
-0.9% -$2.09K
BSE
382
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$202K 0.03%
14,700
– –
TDAY
383
USA Today Co
TDAY
$1.23B
$201K 0.03%
31,550
-280
-0.9% -$2.05K
FXI icon
384
iShares China Large-Cap ETF
FXI
$4.31B
$200K 0.03%
+4,589
New +$191K
MDLZ icon
385
Mondelez International
MDLZ
$77.7B
$200K 0.03%
+3,632
New +$194K
BGT icon
386
BlackRock Floating Rate Income Trust
BGT
$322M
$187K 0.03%
14,551
-708
-5% -$8.86K
VGM icon
387
Invesco Trust Investment Grade Municipals
VGM
$549M
$181K 0.03%
14,070
– –
DBX icon
388
Dropbox
DBX
$6.81B
$179K 0.03%
+10,020
New +$189K
NAC icon
389
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$179K 0.03%
12,012
– –
KG
390
Kestrel Group
KG
$71.3M
$169K 0.03%
11,299
+6,815
+152% +$91.4K
YPF icon
391
YPF
YPF
$20.2B
$146K 0.03%
12,630
– –
MFL
392
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$141K 0.02%
10,644
– –
EVG
393
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$137K 0.02%
10,172
-1,864
-15% -$24.8K
MSD
394
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$134K 0.02%
13,825
-500
-3% -$4.73K
LEO
395
BNY Mellon Strategic Municipals
LEO
$387M
$132K 0.02%
15,500
– –
AMCR icon
396
Amcor
AMCR
$20.6B
$119K 0.02%
2,203
– –
NEX
397
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$115K 0.02%
+17,150
New +$92.5K
INFY icon
398
Infosys
INFY
$45B
$105K 0.02%
10,200
-7,000
-41% -$70.4K
EAD
399
Allspring Income Opportunities Fund
EAD
$372M
$98K 0.02%
11,600
– –
GASS icon
400
StealthGas
GASS
$328M
$94K 0.02%
27,300
-3,850
-12% -$13.1K
14 15
16
17 18

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.