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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$1.74B
AUM Growth
-$51.9M
Cap. Flow
+$33.7M
Cap. Flow %
1.94%
Top 10 Hldgs %
23.66%
Holding
680
New
63
Increased
264
Reduced
257
Closed
59

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$6.13M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.91M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$4.65M
4
AVGO icon
Broadcom
AVGO
+$3.12M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$2.96M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.74M
2
MSFT icon
Microsoft
MSFT
+$5.53M
3
AMZN icon
Amazon
AMZN
+$4.47M
4
AVXL icon
Anavex Life Sciences
AVXL
+$4.37M
5
SHOP icon
Shopify
SHOP
+$4.21M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Industrials 5.39%
3 Healthcare 4.52%
4 Consumer Discretionary 3.78%
5 Financials 3.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLTR icon
376
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.43B
$595K 0.03%
2,719
-80
-3% -$18.8K
BINC icon
377
BlackRock Flexible Income ETF
BINC
$16.1B
$590K 0.03%
11,366
+679
+6% +$35.8K
U icon
378
Unity
U
$12.7B
$587K 0.03%
26,745
-54
-0.2% -$1.5K
ZTS icon
379
Zoetis
ZTS
$32.1B
$586K 0.03%
4,960
+603
+14% +$74.6K
VCSH icon
380
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$579K 0.03%
7,308
-1,608
-18% -$128K
IWR icon
381
iShares Russell Mid-Cap ETF
IWR
$56.6B
$569K 0.03%
5,854
-4,317
-42% -$431K
SHYG icon
382
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$568K 0.03%
13,422
+1
+0% +$43
AXP icon
383
American Express
AXP
$242B
$566K 0.03%
1,871
-15
-0.8% -$5.03K
MMM icon
384
3M
MMM
$83.4B
$562K 0.03%
3,873
+359
+10% +$57.2K
MS icon
385
Morgan Stanley
MS
$339B
$541K 0.03%
3,288
-173
-5% -$30K
ARKG icon
386
ARK Genomic Revolution ETF
ARKG
$1.61B
$539K 0.03%
20,410
+5,244
+35% +$154K
NVS icon
387
Novartis
NVS
$293B
$538K 0.03%
3,519
+294
+9% +$45.1K
PANW icon
388
Palo Alto Networks
PANW
$292B
$537K 0.03%
3,352
-202
-6% -$33.9K
B
389
Barrick Mining
B
$58.5B
$533K 0.03%
13,065
-226
-2% -$10.4K
RIO icon
390
Rio Tinto
RIO
$147B
$529K 0.03%
5,670
+450
+9% +$41K
PTY icon
391
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$528K 0.03%
43,816
+1,601
+4% +$20.4K
TRGP icon
392
Targa Resources
TRGP
$60.7B
$528K 0.03%
2,104
+2
+0.1% +$434
BN icon
393
Brookfield
BN
$107B
$526K 0.03%
12,988
+2,705
+26% +$120K
VGLT icon
394
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$522K 0.03%
9,432
+581
+7% +$32.6K
PBR icon
395
Petrobras
PBR
$116B
$521K 0.03%
25,102
-709
-3% -$11.3K
VBK icon
396
Vanguard Small-Cap Growth ETF
VBK
$23.4B
$516K 0.03%
1,707
-28
-2% -$8.8K
DPG
397
Duff & Phelps Utility and Infrastructure Fund
DPG
$530M
$516K 0.03%
35,712
+8,421
+31% +$117K
THRO
398
iShares U.S. Thematic Rotation Active ETF
THRO
$6.36B
$512K 0.03%
14,133
+1,095
+8% +$41.7K
XLB icon
399
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
$510K 0.03%
10,215
-15,790
-61% -$792K
VXX icon
400
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$163M
$509K 0.03%
14,250
-70,525
-83% -$2.1M
14 15
16
17 18

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NWAM LLC's Q1 2026 Portfolio in Review

As of Q1 2026, NWAM LLC held 680 positions worth $1.74B, down 2.9% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2026 filing shows 63 new, 264 increased, 257 reduced and 59 closed positions. Its largest new stake was EchoStar: 20,172 shares worth $2.36M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.74M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Industrials and Healthcare.

  • NWAM LLC's largest Q1 2026 buy was EchoStar: 20,172 shares worth $2.36M.
  • NWAM LLC added most to Procter & Gamble in Q1 2026, an estimated $6.13M increase.
  • NWAM LLC's biggest Q1 2026 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.74M.
  • NWAM LLC fully exited Anavex Life Sciences in Q1 2026, selling an estimated $4.37M.
  • NWAM LLC's ten largest holdings make up 24% of its $1.74B portfolio in Q1 2026.
  • NWAM LLC opened 63 new positions and closed 59 in Q1 2026.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.74B.

Based on NWAM LLC's 13F filing for Q1 2026, filed 4 May 2026.