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NWAM LLC Portfolio holdings
AUM
$2.09B
Turnover
11.56%
1-Year Est. Return
23.73%
Northwest Asset Management is an investment advisory firm that offers investment advice, financial planning and consulting. A separate division handles back-office work for other advisory firms. Gregory Allen Headrick established the firm in 2008, and Nelly Mubashi is its chief executive. Portfolios may follow a traditional strategic asset allocation approach or active allocation strategies, and the firm also manages money for other advisers' clients.
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+23.73%
3 Year Est. Return
+125.61%
5 Year Est. Return
+141.03%
10 Year Est. Return
–
AUM
$2.09B
AUM Growth
+$89.9M
(+4.5%)
Cap. Flow
+$230M
Cap. Flow % of AUM
Cap. Flow %
10.98%
Top 10 Holdings %
Top 10 Hldgs %
25.57%
Holding
735
New
51
Increased
331
Reduced
283
Closed
34
Avg Time Held
2
years
Top 10 Avg Time Held
2.5
years
Top 20 Avg Time Held
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Quanta Services
PWR
|
+$140M |
| 2 |
ExxonMobil
XOM
|
+$20.1M |
| 3 |
Lowe's Companies
LOW
|
+$11.7M |
| 4 |
Republic Bancorp
RBCAA
|
+$9.7M |
| 5 |
SpaceX
SPCX
|
+$6.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
|
+$16.3M |
| 2 |
Procure Space ETF
UFO
|
+$4.99M |
| 3 |
Planet Labs
PL
|
+$4.34M |
| 4 |
HONA
Honeywell Aerospace
HONA
|
+$3.04M |
| 5 |
EchoStar
ECHO
|
+$2.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.16% |
| 2 | Technology | 20.12% |
| 3 | Industrials | 5.02% |
| 4 | Healthcare | 4.46% |
| 5 | Financials | 3.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
GSK
GSK
$101B
| $785K | 0.04% |
16,301
+1,142
| +8% | +$58.3K |
2024 Q3
8 quarters
|
|
377
Harbor Commodity All-Weather Strategy ETF
HGER
$4.7B
| $779K | 0.04% |
22,091
+1,259
| +6% | +$42.4K |
2026 Q2
1 quarter
|
|
378
Kroger
KR
$41.8B
| $770K | 0.04% |
13,141
+72
| +0.6% | +$4.19K |
2024 Q3
8 quarters
|
|
379
iShares US Aerospace & Defense ETF
ITA
$12.2B
| $767K | 0.04% |
11,109
+735
| +7% | +$57.1K |
2025 Q3
4 quarters
|
|
380
State Street Materials Select Sector SPDR ETF
XLB
$8.41B
| $764K | 0.04% |
15,686
+4,666
| +42% | +$240K |
2024 Q4
7 quarters
|
|
381
Dimensional International Value ETF
DFIV
$22.3B
| $760K | 0.04% |
13,604
-19
| -0.1% | -$1.08K |
2024 Q3
8 quarters
|
|
382
Global X Defense Tech ETF
SHLD
$6.17B
| $756K | 0.04% |
12,583
+4,245
| +51% | +$272K |
2025 Q3
4 quarters
|
|
383
Halliburton
HAL
$27.9B
| $754K | 0.04% |
23,716
-60,126
| -72% | -$2.05M |
2025 Q4
3 quarters
|
|
384
Global X MLP ETF
MLPA
$2.28B
| $741K | 0.04% |
13,917
-1,879
| -12% | -$105K |
2024 Q3
8 quarters
|
|
385
Progressive
PGR
$137B
| $734K | 0.04% |
3,542
+207
| +6% | +$44.7K |
2024 Q3
8 quarters
|
|
386
Honeywell
HON
$70.6B
| $733K | 0.04% |
3,475
-11,420
| -77% | -$2.55M |
2020 Q4
23 quarters
|
|
387
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.41B
| $733K | 0.04% |
4,572
-14
| -0.3% | -$2.4K |
2025 Q2
5 quarters
|
|
388
Archer Daniels Midland
ADM
$34.7B
| $728K | 0.03% |
9,176
+2,343
| +34% | +$192K |
2025 Q3
4 quarters
|
|
389
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.04B
| $728K | 0.03% |
16,079
-94
| -0.6% | -$4.37K |
2026 Q2
1 quarter
|
|
390
Phillips 66
PSX
$103B
| $726K | 0.03% |
2,844
-203
| -7% | -$46.4K |
2024 Q3
8 quarters
|
|
391
State Street SPDR Portfolio High Yield Bond Index ETF
SPHY
$11.9B
| $701K | 0.03% |
31,047
-741
| -2% | -$17.2K |
2024 Q3
8 quarters
|
|
392
Salesforce
CRM
$179B
| $699K | 0.03% |
3,043
-448
| -13% | -$92.4K |
2025 Q2
5 quarters
|
|
393
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$464M
| $698K | 0.03% |
14,462
-3,758
| -21% | -$192K |
2025 Q2
5 quarters
|
|
394
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.58B
| $697K | 0.03% |
11,037
-539
| -5% | -$34.2K |
2024 Q3
8 quarters
|
|
395
Avantis Core Fixed Income ETF
AVIG
$2.06B
| $696K | 0.03% |
17,667
+12,567
| +246% | +$510K |
2026 Q2
1 quarter
|
|
396
Enterprise Products Partners
EPD
$82.6B
| $694K | 0.03% |
19,493
-1,909
| -9% | -$72.8K |
2024 Q3
8 quarters
|
|
397
Stanley Black & Decker
SWK
$16.8B
| $694K | 0.03% |
7,829
-2,847
| -27% | -$267K |
2026 Q2
1 quarter
|
|
398
Texas Instruments
TXN
$277B
| $693K | 0.03% |
2,473
-12
| -0.5% | -$3.32K |
2020 Q4
23 quarters
|
|
399
DexCom
DXCM
$31.1B
| $688K | 0.03% |
7,978
+13
| +0.2% | +$1.08K |
2026 Q1
2 quarters
|
|
400
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$586M
| $685K | 0.03% |
3,781
+707
| +23% | +$132K |
2024 Q3
8 quarters
|
|
Similar funds
NWAM LLC's Q3 2026 Portfolio in Review
As of Q3 2026, NWAM LLC held 735 positions worth $2.09B, up 4.5% from $2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
NWAM LLC deployed $230M of net new capital in Q3 2026, opening 51 new positions and adding to 331 existing holdings. Its largest new stake was ExxonMobil: 128,480 shares worth $20.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 55% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Honeywell Aerospace, an estimated $3.04M trimmed.
- NWAM LLC's largest Q3 2026 buy was ExxonMobil: 128,480 shares worth $20.9M.
- NWAM LLC added most to Quanta Services in Q3 2026, an estimated $140M increase.
- NWAM LLC's biggest Q3 2026 reduction was Honeywell Aerospace, cutting an estimated $3.04M.
- NWAM LLC fully exited U.S. Core Equity 2 Portfolio ETF Class Shares in Q3 2026, selling an estimated $16.3M.
- NWAM LLC's ten largest holdings make up 26% of its $2.09B portfolio in Q3 2026.
- NWAM LLC opened 51 new positions and closed 34 in Q3 2026.
- NWAM LLC's portfolio value rose 4.5% quarter-over-quarter to $2.09B.
Based on NWAM LLC's 13F filing for Q3 2026, filed 9 Nov 2026.