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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.79B
AUM Growth
-$53M
Cap. Flow
-$114M
Cap. Flow %
-6.37%
Top 10 Hldgs %
25.98%
Holding
690
New
53
Increased
216
Reduced
328
Closed
73

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$4.82M
2
HON icon
Honeywell
HON
+$4.34M
3
ILF icon
iShares Latin America 40 ETF
ILF
+$3.81M
4
HAL icon
Halliburton
HAL
+$3.49M
5
CNR
Core Natural Resources Inc
CNR
+$2.77M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$7.07M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.56M
3
DELL icon
Dell
DELL
+$4.98M
4
BLSH
Bullish
BLSH
+$4.19M
5
AAPL icon
Apple
AAPL
+$4.19M

Sector Composition

Rank Sector Weight
1 Technology 17.87%
2 Industrials 4.96%
3 Healthcare 4.65%
4 Consumer Discretionary 4.4%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
351
CSX Corp
CSX
$94.2B
$645K 0.04%
17,562
-95
-0.5% -$3.4K
F icon
352
Ford
F
$59.6B
$645K 0.04%
48,002
+14,493
+43% +$187K
GSK icon
353
GSK
GSK
$108B
$644K 0.04%
12,797
+117
+0.9% +$5.46K
FLOT icon
354
iShares Floating Rate Bond ETF
FLOT
$10.2B
$643K 0.04%
12,611
+2,782
+28% +$142K
DGS icon
355
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
$637K 0.04%
10,335
+298
+3% +$16.9K
SGOL icon
356
abrdn Physical Gold Shares ETF
SGOL
$6.87B
$635K 0.04%
13,176
-1,442
-10% -$57.1K
SPSM icon
357
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.2B
$635K 0.04%
12,730
-23
-0.2% -$1.07K
MS icon
358
Morgan Stanley
MS
$333B
$629K 0.04%
3,461
+43
+1% +$7.17K
KMB icon
359
Kimberly-Clark
KMB
$37.5B
$621K 0.03%
6,142
-138
-2% -$15.1K
ET icon
360
Energy Transfer Partners
ET
$69.5B
$616K 0.03%
34,772
+2,778
+9% +$46.2K
HASI icon
361
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$615K 0.03%
19,570
+61
+0.3% +$1.92K
TTEK icon
362
Tetra Tech
TTEK
$8.7B
$606K 0.03%
16,510
+49
+0.3% +$1.66K
RDVY icon
363
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$603K 0.03%
8,349
+685
+9% +$46.6K
ARKW icon
364
ARK Web x.0 ETF
ARKW
$1.64B
$597K 0.03%
4,105
– –
DUK icon
365
Duke Energy
DUK
$101B
$593K 0.03%
5,001
-264
-5% -$32.2K
MUNI icon
366
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$592K 0.03%
11,234
-130
-1% -$6.82K
PAAA icon
367
PGIM AAA CLO ETF
PAAA
$11B
$586K 0.03%
11,375
+136
+1% +$6.98K
IVLU icon
368
iShares MSCI Intl Value Factor ETF
IVLU
$4.34B
$585K 0.03%
14,929
-8,909
-37% -$327K
DE icon
369
Deere & Co
DE
$173B
$580K 0.03%
1,154
+31
+3% +$14.5K
SHYG icon
370
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$579K 0.03%
13,421
+1
+0% +$43
KR icon
371
Kroger
KR
$36.3B
$577K 0.03%
9,126
-326
-3% -$21.3K
NU icon
372
Nu Holdings
NU
$70.9B
$576K 0.03%
31,676
-1,839
-5% -$29.6K
VFQY icon
373
Vanguard US Quality Factor ETF
VFQY
$483M
$575K 0.03%
3,629
-8,633
-70% -$1.31M
GME icon
374
GameStop
GME
$9.94B
$574K 0.03%
28,534
+16
+0.1% +$359
HOOD icon
375
Robinhood
HOOD
$83.3B
$573K 0.03%
5,351
-303
-5% -$39.4K
13 14
15
16 17

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NWAM LLC's Q4 2025 Portfolio in Review

As of Q4 2025, NWAM LLC held 690 positions worth $1.79B, down 2.9% from $1.84B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC withdrew a net $114M in Q4 2025, closing 73 positions and reducing 328 holdings. Its most notable exit was Bullish, an estimated $4.19M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, NWAM LLC opened a new position in iShares Latin America 40 ETF worth $4.5M.

  • NWAM LLC's largest Q4 2025 buy was iShares Latin America 40 ETF: 128,100 shares worth $4.5M.
  • NWAM LLC added most to United Parcel Service in Q4 2025, an estimated $4.82M increase.
  • NWAM LLC's biggest Q4 2025 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $7.07M.
  • NWAM LLC fully exited Bullish in Q4 2025, selling an estimated $4.19M.
  • NWAM LLC's ten largest holdings make up 26% of its $1.79B portfolio in Q4 2025.
  • NWAM LLC opened 53 new positions and closed 73 in Q4 2025.
  • NWAM LLC's portfolio value fell 2.9% quarter-over-quarter to $1.79B.

Based on NWAM LLC's 13F filing for Q4 2025, filed 4 Feb 2026.